- Comerica (Dallas, TX)
- …Identifying, Assessing, Mitigating, Monitoring, and Reporting. BRCOs are members of the First Line of Defense (1LOD) who: Provide leadership and coaching ... educate 1LOD to enable and drive business relevant implementation of Second Line of Defense (2LOD) risk management frameworks, policies, taxonomies and inventories.… more
- USAA (Plano, TX)
- …**The Opportunity** The Business Risk and Controls Advisor Senior is positioned in the first line of defense to advise and ensure the overall effectiveness of ... internal and external audits and regulatory exams, and monitoring of the first line of defense to minimize risk exposures and strengthen the overall control… more
- USAA (Plano, TX)
- …assessment data, and uses critical thinking to identify data-driven insights related to the first line of defense. The goal is to minimize risk exposures and ... compliance to includes business strategies and solutions. + Responsible for first line of defense data analysis, report preparation and trend analysis, utilizing… more
- MUFG (Irving, TX)
- …Head of Global AML Trade Finance Advisory, FCC Global Stakeholders and relevant first - line business leaders on issues identifying and managing AML risks posed ... team to build partnerships and best practices. + Engages with relevant first - line business leaders to support their AML risk-management efforts. + Oversees the… more
- Comerica (Dallas, TX)
- …various BRCO departments. The Manager, BRCO RCSA Facilitators will partner with the First Line of Defense (Business Control Officers, Process & Control Owners) ... RCSA Facilitators will eventually report directly into their respective Line of Business (LOB) Business Control Office (BRCO) team,...as well as the Second Line of Defense to drive consensus and ensure the… more
- Comerica (Dallas, TX)
- …CRA Testing Analyst role is responsible for administering data integrity testing within the first line of defense of defense to ensure compliance with regulatory ... of Compliance Management System (CMS) requirements. + Work collaboratively with the Line of Business and Compliance to understand current practices. + Make… more
- SolomonEdwards (Austin, TX)
- …Partner with the Broker/Dealer oversight function and internal teams to ensure the first line of defense (1LOD) operational execution. * Consolidate and ... ability to apply guidelines in practice. * Experience in: o First line operations (1LOD) for broker/dealer or non-deposit investment products (ideal), and/or… more
- Truist (Austin, TX)
- …processes. The role leads a team of highly skilled, risk-minded teammates in the first line of defense, providing direction and guidance for oversight and ... (REL) operations through effective execution of the issues management lifecycle in line with corporate policy. This role leads the team in identification,… more
- Cushman & Wakefield (Plano, TX)
- …information and wayfinding to return to the office safely. + Act as the first line of response to Technology and Facility related concerns, troubleshoot issues, ... individual will be the eyes and ears of the workplace, and the first - line -of-response for all employee needs, partnering with cross functional teams to help take… more
- MUFG (Irving, TX)
- …tracking systems. The Onboarding and KYC Professional II is a member of the First Line of Defense Control Office and works closely with Relationship Managers ... to key issues + Maintaining strong working relationship with stakeholders in both the first line and second line of defense + Assisting the team lead in… more