- American Express (New York, NY)
- …testing of control design and control operating effectiveness in global M&Ts of first and second line of defense business functions specific to Compliance ... of American Express. The US Independent Compliance Testing (ICT) team performs 2nd line of defense testing across American Express products and processes in the US… more
- BMO Financial Group (New York, NY)
- …and report compliance information to Compliance and business/group management. + Advise first line of defense management and employees on compliance matters. ... maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** TD Securities **Pay Detail:** $95,000 - $115,000 USD TD is ... the front office and other groups globally to mitigate risk and deliver world class service to our global...with customer accounts and facilitating the allocation of money manager sub-accounts for client type trading for cash and… more
- Bank of America (New York, NY)
- …to assess potential fraud risk and create mitigation strategies; risk /reward tradeoffs while developing line increase and graduation strategies.This position ... portfolio trends to understand product performance and improve portfolio risk , profitability, performance forecasting, and operational performance + Leads… more
- Regions Bank (Great Neck, NY)
- …RAH (Regions Affordable Housing) Affordable Housing Underwriter serves as part of the first line of defense, evaluating and underwriting tax credit investments ... to maintain and expand investor relationships. This position identifies and mitigates risk in existing and proposed transactions. This position will also work… more
- TD Bank (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First - Line Risk and Control, and Front Office Technology to ... Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $100,000 - $135.000 USD TD is committed… more
- Huntington National Bank (New York, NY)
- …and bank requirements, acceptable to CMFG leadership and the appropriate level of first and second line credit administration. This includes new credit requests, ... of commercial customers in partnership with the assigned UW/Portfolio Manager + Manage risk on an ongoing basis by monitoring customer creditworthiness and… more
- KeyBank (Amherst, NY)
- …is an individual contributor role reporting to a category or support function manager within Key's Corporate Procurement group. This position acts as a strategic and ... collaborative partner to assigned line of business (LOB) by developing and implementing procurement...ensuring proper administration and execution of contracts and mitigating risk through adherence to and monitoring of established performance… more
- MUFG (New York, NY)
- …world's most trusted financial group, it's part of our culture to put people first , listen to new and diverse ideas and collaborate toward greater innovation, speed ... providing continuous oversight of portfolio names, monitoring for potential risk and regulatory rating changes, and proactively identifying credit deterioration… more
- New York Power Authority (Massena, NY)
- …the availability of an effective workforce pursuant to the agreement. Work with First Line Supervisors and Labor to develop bargaining unit employees, administer ... and capital budgets, and other reports. + Conduct on-going risk analysis using key risk indicators and...the goals and benefits of Asset Management, and develop " line of sight" awareness through training and other communications… more