- American Express (New York, NY)
- …partnerships globally. GMNS is seeking a highly motivated and knowledgeable First Line of Defense (1LOD) Financial Crimes Manager focused on ensuring risk ... the development and maintenance of an overall 1 st line of defense GMNS Financial Crime Risk ...or similar professional certification. + Experience working in a first line of defense or business control… more
- Capital One (New York, NY)
- …partner reviews. The Senior Manager AML Compliance Advisor performs a key risk management role (second line of defense) to help ensure corporate initiatives ... AML Compliance Advisor Senior Manager Capital One is seeking a Senior ...Advisor will be establishing KYP requirements, ongoing coordination with first line to support adherence to KYP… more
- City National Bank (New York, NY)
- *BUSINESS CONTROLS MANAGER * WHAT IS THE OPPORTUNITY? This position will... risk culture, risk conduct, and risk literacy within the first line ... and Business Control Officer ("BCO") and Senior Business Control Manager for US Mortgage Banking and will partner with...* Act as the business teams' liaison for business line risk management, compliance activities, legal engagement,… more
- American Express (New York, NY)
- …this role? American Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing ... compliance or operational risk within a business or first line function. **Preferred Qualifications:** + Internal Audit experience in Compliance disciplines… more
- TD Bank (New York, NY)
- …to identify trends, gaps, and potential compliance risks. + Review and validate first - line testing to ensure gaps are addressed and aligned with regulatory ... development and maintenance of all aspects of Compliance/Center of Excellence programs in line with the Bank's risk philosophy and strategic direction. **Depth &… more
- CIBC (New York, NY)
- …as needed to support regulatory filings. Respond to second line challenge of line of business risk identification and review and provide input to materials ... visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The Sr. Debt Products Manager will be a key member of our New York City based… more
- Coinbase (Albany, NY)
- …primary liaison with internal partners (eg, Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance) and external auditors. ... place to be. While many roles at Coinbase are remote- first , we are not remote-only. In-person participation is required...supported. The Coinbase Internal Audit is an independent, third line function that reports directly to the Coinbase Audit… more
- Scotiabank (New York, NY)
- Senior Product Manager , Commercialization - US Business Deposit Products, Global Transaction Banking **Requisition ID:** 202026 **Salary Range:** 110,700.00 - ... to results, in an inclusive and high-performing culture. **Sr. Product Manager , Commercialization - US Business Deposit Products, Global Transaction Banking -… more
- US Bank (New York, NY)
- …related topics -Handle complex tasks autonomously and is able to influence business line understanding of risk mitigation -Partner with their assigned Line ... and Operations Services Team as a Senior Audit Project Manager . This role will align to the Technology Services...financial services, and regulatory trends that impact their assigned line of business Advanced knowledge of Risk /Compliance/Audit… more
- CIBC (New York, NY)
- …+ Risk Mitigation and Oversight: Oversee and challenge the effectiveness of first line risk mitigation activities to ensure controls, policies, and ... The RCM program establishes CIBC's firmwide approach to compliance risk oversight and assessment of compliance risk ...testing results impacting RCM controls within CFC's oversight. Support first line in remediating RCM deficiencies. +… more