- American Express (New York, NY)
- …and anti-fraud regulations and best practices. + Demonstrated experience working in a first line of defense or business-aligned control function. + Strong ... embedded in the day-to-day operations of our organization. This first - line role will involve extensive collaboration with... risk indicators (KRIs) and report financial crime risk trends and metrics to senior leadership.… more
- HSBC (New York, NY)
- …plans and policies that align with People and business goals. The team also provide 'second- line ' oversight to two first line teams People Advisory and ... People Investigations. The remit will cover Policy, People Risk , Business Change and Employee Relations. The purpose of...other markets to ensure the local market approach in line with HSBC values and expectations For this role,… more
- TD Bank (New York, NY)
- …+ Supports the develop and own the methodology for monitoring and testing by 2nd line including compliance risk and controls + Works with other second and third ... who can provide you more specific details for this role. ** Line of Business:** Compliance **Job Description:** The Compliance Director, Commercial, Operations… more
- American Express (New York, NY)
- …opportunities for the Company. As the Director- Compliance, this position, within the First Line of Defense (1LOD), will provide strategic thought leadership to ... the Finance organization on matters relating to privacy risk . This role will be instrumental in supporting Finance...within a financial institution, preferably in a business-aligned or first line of defense role. + Deep… more
- MUFG (New York, NY)
- …little support from management. Administrative Agent Function: + Function as the first line resource for credit-side administrative issues + Coordinate ... world's most trusted financial group, it's part of our culture to put people first , listen to new and diverse ideas and collaborate toward greater innovation, speed… more
- Citigroup (New York, NY)
- …enterprise. Within ICM, the Credit Underwriting function (ICM-UW) provides analysis, underwriting, first line of defense credit approval and subsequent credit ... (CAM) packages are complete, accurate and thoroughly documented. * Support Senior Underwriters in making recommendations/credit decisions, including risk ratings… more
- Bank of America (New York, NY)
- …to assess potential fraud risk and create mitigation strategies; risk /reward tradeoffs while developing line increase and graduation strategies.This position ... + Package findings for socialization with Strategies, Business Enablement, Legal, Risk , Compliance and senior leaders which articulates associated risks… more
- KeyBank (Syracuse, NY)
- …providing feedback and guidance to junior staff as appropriate. As part of the first line of defense, Vice President PMs are expected to consistently demonstrate ... and Key's client base, while maintaining asset quality within a moderate risk profile. These requests include obtaining initial approval for new, occasionally… more
- American Express (New York, NY)
- …management is embedded in the day-to-day operations of our organization. This first - line role will involve extensive collaboration with partners across business ... * Serve as a key thought partner to BU Senior Leadership and Control Management Lead, providing expertise in...execution of initiatives to strengthen the BU's financial crime risk framework * Work with 2LOD Global Financial Crimes… more
- Scotiabank (New York, NY)
- …initiatives. Additional Highlights + Hands-on expertise in executing RCSAs within the First Line of Defense, including direct oversight responsibilities. + Deep ... risk policies and regulatory expectations. + Partnered with senior leadership to enhance RCSA methodologies, incorporating scenario analysis, internal/external… more