- HSBC (New York, NY)
- …guidance, opinions, direction, and training related to the regulatory landscape to the First Line of Defence/business. They support the business in complying ... regulations, thereby delivering fair outcomes for customers and embedding a robust risk management culture in HSBC's business processes As our Vice President,… more
- Coinbase (Albany, NY)
- …primary liaison with internal partners (eg, Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance) and external auditors. ... reports on SOX, SOC, and operational audit findings, detailing clear findings, risk implications, and pragmatic, actionable recommendations to senior management… more
- MUFG (New York, NY)
- …world's most trusted financial group, it's part of our culture to put people first , listen to new and diverse ideas and collaborate toward greater innovation, speed ... + Perform due diligence and regularly scheduled reviews + Analyze credit risk of the designated portfolio, determine accurate ratings and make recommendations of… more
- Mizuho Corporate Bank (New York, NY)
- …such understanding to assignments. Demonstrate understanding and or have experience in Credit Risk Management first and second line controls and regulatory ... SUMMARYManage and maintain a robust audit program and risk management framework, including leading and delivering the timely execution of audits and special projects… more
- MUFG (New York, NY)
- …Losses, etc) + Risk Assessments + Assist with the execution of front- line risk assessment activities (ad hoc Risk /Controls review, all components ... group, it's part of our culture to put people first , listen to new and diverse ideas and collaborate...member of our recruitment team will provide more details. Risk and control officer will be responsible for assisting… more
- American Express (New York, NY)
- …an enterprise role in driving greater consistency, effectiveness and efficiency across the first line via the AENB COO Office's Strategic Planning, Control ... to serve as a central support hub for all first - line control management teams throughout the enterprise...enterprise and be a key connection point with the second- line Global Risk & Compliance (GRC) teams.… more
- MUFG (New York, NY)
- …world's most trusted financial group, it's part of our culture to put people first , listen to new and diverse ideas and collaborate toward greater innovation, speed ... Perform due diligence and regularly scheduled credit reviews. + Analyze credit risk of the designated portfolio, determine accurate ratings and make recommendations… more
- Citigroup (Getzville, NY)
- …(ICM) is looking for a Product Developer. ICM is a critical component of Citi's first line of defense for Wholesale and Counterparty Credit Risk Management ... and works in conjunction with 1st and 2nd line Business and Technology teams to design and develop...in close co-ordination with Sales, Technology, Business Managers and senior stakeholders to fulfill the delivery objectives + Manages… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. ** Line of Business:** Business Management, Strategy & Support **Job Description:** **Why Work ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** TD Securities **Pay Detail:** $100,000 - $130,000 USD TD is ... payments daily. **Position Overview:** This position is for a ** Senior Test / QA Analyst** in our Payment and...project management team both from a timeline/cost and a risk perspective. + Execute test cases and document actual… more