- City National Bank (Charlotte, NC)
- …and validate corrective actions. * Challenge and aggregate front line risk assessments and report results/recommendations to senior management. * Manage ... appetites are exceeded. * Engage and partner with front line risk functions to provide advice related...integrity in a manner that is consistent with the client- first culture and values embodied in City National's PRIDE… more
- Bank of America (Charlotte, NC)
- …independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior Leaders + ... risk indicator metrics. + Monitor the effectiveness of risk controls performed by the front line ...through the Bank's required accommodation request process before your first day of work. This communication provides information about… more
- American Express (Apex, NC)
- …and anti-fraud regulations and best practices. + Demonstrated experience working in a first line of defense or business-aligned control function. + Strong ... embedded in the day-to-day operations of our organization. This first - line role will involve extensive collaboration with... risk indicators (KRIs) and report financial crime risk trends and metrics to senior leadership.… more
- Bank of America (Charlotte, NC)
- …Experience using closed-sourced and open-sourced research channels **Preferred Technical Skills:** + Risk Identification & Assessment + Line of Business (LoB) ... regulators and/or law enforcement + Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and… more
- Wells Fargo (Charlotte, NC)
- …understanding of the current state of the data and systems underpinning various first - line financial crimes compliance processes, such as screening data flows ... fulfill the Bank's BSA / AML regulatory, compliance and risk commitments. Wells Fargo is seeking a Lead Data...new data + Serve as relationship manager for a line of business + Consult with and provide recommendations… more
- American Express (Charlotte, NC)
- …an enterprise role in driving greater consistency, effectiveness and efficiency across the first line via the AENB COO Office's Strategic Planning, Control ... to serve as a central support hub for all first - line control management teams throughout the enterprise...enterprise and be a key connection point with the second- line Global Risk & Compliance (GRC) teams.… more
- TD Bank (Charlotte, NC)
- …+ Supports the develop and own the methodology for monitoring and testing by 2nd line including compliance risk and controls + Works with other second and third ... who can provide you more specific details for this role. ** Line of Business:** Compliance **Job Description:** The Compliance Director, Commercial, Operations… more
- Wells Fargo (Charlotte, NC)
- …research, analyze data, and present findings & recommendations to peers, managers, and senior leadership + Partner with line -of-business and HR stakeholders on ... an immersive induction training, and then launch into your first rotation. During your time as an HR Analyst,...you will have dedicated program management support, access to senior leaders and mentorship, and ongoing learning opportunities to… more
- American Express (Charlotte, NC)
- …opportunities for the Company. As the Director- Compliance, this position, within the First Line of Defense (1LOD), will provide strategic thought leadership to ... the Finance organization on matters relating to privacy risk . This role will be instrumental in supporting Finance...within a financial institution, preferably in a business-aligned or first line of defense role. + Deep… more
- TD Bank (Charlotte, NC)
- …to identify trends, gaps, and potential compliance risks. + Review and validate first - line testing to ensure gaps are addressed and aligned with regulatory ... development and maintenance of all aspects of Compliance/Center of Excellence programs in line with the Bank's risk philosophy and strategic direction. **Depth &… more