- USAA (Charlotte, NC)
- …services regarding the effectiveness and efficiency of the Association's governance, risk management, compliance and control processes, and in the course of ... for approving the updates to the annual audit universe risk assessment and plan. Accountable for decisions around proactive...as the primary Audit point of contact on various line of business Committee Meetings and leads Continuous Monitoring… more
- Bank of America (Charlotte, NC)
- …GFC Executive I serves as a trusted advisor to the Chief Compliance and Operational Risk ("C&OR") Officers of the Front Line Units ("FLU") and Control Functions ... of enterprise-wide anti-money laundering automated detection function and operational risk practices consistent with applicable laws, rules, regulations and… more
- Bank of America (Charlotte, NC)
- …Merrill Lynch has an opportunity for a Quantitative Finance Analyst within our Global Risk Analytics (GRA) function. GRA is a sub- line of business within Global ... the planning related to setting quantitative work priorities in line with the bank's overall strategy and prioritization +...risk + Works closely with model stakeholders and senior management with regard to communication of submission and… more
- Truist (Charlotte, NC)
- …solutions for the update of Business Unit control, policy, procedure and risk /control documentation. 9. Address material issues with senior management, including ... of experience in a financial institution with emphasis on risk management, audit, operations, process engineering or line...hire and by full-time or part-time status) during their first year of employment, along with 10 sick days… more
- Regions Bank (Charlotte, NC)
- …by review of various credit metrics, transaction testing and periodic interaction with first and second line of defense business managers, staff and other ... risk review examinations + Develops and maintains positive working relationships with line of business management, credit risk management, audit staff, and… more
- American Express (Charlotte, NC)
- …management is embedded in the day-to-day operations of our organization. This first - line role will involve extensive collaboration with partners across business ... * Serve as a key thought partner to BU Senior Leadership and Control Management Lead, providing expertise in...execution of initiatives to strengthen the BU's financial crime risk framework * Work with 2LOD Global Financial Crimes… more
- City National Bank (Charlotte, NC)
- …for expansion and oversight of City National Bank's (CNB's) Information Management Risk (IMR) Program. Continuous Monitoring and oversight of IMR controls program as ... prescribed by CNB's Management Risk Committee. Responsibilities include the...requested * Ensures compliance to regulations within the second line of defense - CCAR, Basel, Heightened Standards, etc.… more
- Bank of America (Charlotte, NC)
- …Responsible for developingquantitative/analyticmodels and applications in support of the firm's risk management effort. This role focuses on the development of ... products as they relate to the analysis, tracking, and reporting of various risk metrics. This role often possesses an advanced degree in physic, applied… more
- Truist (Charlotte, NC)
- …decisions made by the team and within alignment of the Sales Practices Risk Policy. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of the essential ... ongoing design, execution, and continuous improvement of control monitoring of all risk types within business units to ensure accuracy, consistency and aggregation.… more
- American Express (Charlotte, NC)
- …opportunities for the Company. As the Director- Compliance, this position, within the First Line of Defense (1LOD), will provide strategic thought leadership to ... the organization. This role is critical to ensure Finance senior leaders have the right visibility into how the...within a financial institution, preferably in a business-aligned or first line of defense role. + Deep… more