- TD Bank (New York, NY)
- …Support, and Data & Analytics responsibilities. This role will also lead first -line engagement and activities with Compliance and Legal with respect to Office ... of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer… more
- TD Bank (New York, NY)
- …Description:** Preferred Qualifications: The TDS Governance and Control team is a first line of defense team responsible for providing risk and compliance advice ... and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & Control require… more
- TD Bank (New York, NY)
- …underwriting, and operational risks. Specifically, GMS facilitates a sustainable First Line Supervision framework that supports effective supervision practices and ... coordination with Compliance or relevant Risk and Control teams. + Conduct First Line surveillance and business conduct reviews. + Compile Electronic Trading… more
- TD Bank (New York, NY)
- …Qualifications: **DEPARTMENT OVERVIEW** The TDS Governance and Control team is a first line of defense team responsible for providing risk and compliance advice ... and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & Control require… more
- TD Bank (New York, NY)
- …the development of the Compliance Oversight program. + Evaluate and support first line testing efforts through execution of the Oversight framework, reviewing test ... for ongoing tracking and evaluation for both Monitoring and Oversight of the first line testing program. + Communicate deficiencies to key stakeholders, and exercise… more
- M&T Bank (Buffalo, NY)
- _The Bank sponsors individuals for TN and H-1B transfers on a case by case basis._ **_Please note that this position is not open to anyone on a H-1B or F-1 student ... engagements to ensure resiliency of Technology, Cybersecurity, and the overall Bank . + Coordinate preparation and response to regulatory engagements, including… more
- JPMorgan Chase (New York, NY)
- …America, South America, and Brazil. As an Advisor Trainee in Global Private Bank , you will gain exposure to every facet of wealth management, including investments, ... to exceed expectations requires work across teams and the firm to provide first -class service. You'll be encouraged to network across the firm and discover all… more
- TD Bank (New York, NY)
- …regulations, and guidance. + Provide oversight of, and credible challenge to, the first line of defense. + Provide customized training and to ensure that employees ... equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. As a team,… more
- TD Bank (New York, NY)
- …healthcare expertise to the art of investing. The product of our work is first and foremost good investment ideas. The position is a unique combination of science, ... Acts as a brand ambassador for your business area/function and the bank , both internally and/or externally **Physical Requirements:** Never: 0%; Occasional: 1-33%;… more
- Pioneer Bank (Schenectady, NY)
- …reports. Responsible for managing the branch cash supply. + Acts as a first line of defense in detecting potentially fraudulent activities. + Builds relationships ... diploma or GED required. + Minimum 1-year previous experience in a retail bank environment required. + Previous supervisory and/or training experience preferred. + A… more