- TD Bank (New York, NY)
- …for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and Commodities, Equities Options and ... : New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing… more
- Wellington (New York, NY)
- …and span nearly all segments of the global capital markets, including equity, fixed income , multi-asset, and alternative strategies. As a private partnership ... team works closely with the investment team, US Wealth sales teams, and business colleagues across the firm to support our clients' investment needs. This position… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... Americas Operational Resilience Department enable the bank to effectively manage business threats and mitigate risk of disruptions. The department ensures readiness… more
- BlackRock (New York, NY)
- …Management Group (PMG), which encompasses BlackRock's Fundamental and Systematic investing across Fixed Income , Equities and Multi-Asset Strategies. This is a ... **About this role** ** Business Unit Overview:** Blackrock's Compliance Department protects Blackrock's...and advises on the impact of regulation in our business , with the objective of: + Actively participating in… more
- Citigroup (Getzville, NY)
- …the effective risk management oversight and support to the North Americas ** Fixed Income and Commodities Middle Office and Commodities** **Operations team** ... regulatory obligations; internal policy awareness and adherence; review of new business initiatives; Issue and incident governance; internal and external audit… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and...of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... between two domains. Their definition and structure aim to support Mizuho's business activities and operations. Data is clustered into federated domains with overall… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... between two domains. Their definition and structure aim to support Mizuho's business activities and operations. Data is clustered into federated domains with overall… more
- TD Bank (New York, NY)
- …Improvement. + Conduct regular reviews of surveillance alerts across FX, Fixed Income , Commodities, Exchange-Traded Products, and Electronic Communications ... : New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is committed to providing… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and...of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital… more