• Fixed Income Compliance Manager

    Citizens (New York, NY)
    …research, and sales and trading. Job Description We are seeking a Compliance Officer for our Fixed Income Sales & Trading team. Reporting to the Head of Sales & ... 57 preferred. + 2 to 5 years' experience in Fixed Income Sales & Trading compliance at...of SEC and FINRA rules (trade reporting, markups/markdowns, suitability, communications ). + Familiarity with regulatory initiatives (best execution, fair… more
    Citizens (09/19/25)
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  • Asset Management - Insurance Investment…

    JPMorgan Chase (New York, NY)
    …in meetings, facilitate RFPs, pitch decks) + Developing in-depth understanding of fixed income investment portfolios **Required qualifications, capabilities ... fixed income managers, with expertise across all major fixed income sectors, including niche markets. Every investment decision in our fixed … more
    JPMorgan Chase (08/01/25)
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  • VP, Investment Compliance Manager

    Aflac (New York, NY)
    …(including strategic partnerships) which generates approximately $3.5 billion a year in net investment income . As of year-end 2022, Aflac's total general account ... VP, Investment Compliance Manager The Company: Aflac Asset Mgt....experience in Insurance Industry or Asset Management Investments Compliance ( Fixed Income a plus) + MBA, Compliance… more
    Aflac (07/25/25)
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  • Investment Platform & Due Diligence…

    Neuberger Berman (New York, NY)
    …of and adherence to all relevant policies and procedures + Partner with Investment Communications Team to deliver relevant information on platform + Preparation ... assets (as of June 30, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge funds-on… more
    Neuberger Berman (08/21/25)
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  • Project Manager/ Technical Business Analyst…

    Neuberger Berman (New York, NY)
    …assets (as of June 30, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge funds-on ... environment, managing projects, and partners closely with Onboarding, Client Service, and Investment teams to ensure our investment platform is fully prepared… more
    Neuberger Berman (10/01/25)
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  • Executive Assistant, Investment Banking

    Scotiabank (New York, NY)
    …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Executive Assistant, Investment Banking **Requisition ID:** 229809 **Salary Range:** 61,200.00...room bookings, etc. + Responsible for drafting and/or reviewing communications for distribution to executive level management. + Ensures… more
    Scotiabank (09/26/25)
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  • Media Relations Manager

    Wellington (New York, NY)
    …and span nearly all segments of the global capital markets, including equity, fixed income , multi-asset, and alternative strategies. As a private partnership ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our … more
    Wellington (07/23/25)
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  • Private Markets Fundraising/Marketing Analyst

    Neuberger Berman (New York, NY)
    …assets (as of June 30, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge funds-on ... **Business Overview:** Neuberger Berman is an employee-owned global investment management firm with $515 billion in assets under management. The private equity group… more
    Neuberger Berman (09/03/25)
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  • Private Markets Marketing/Fundraising Analyst

    Neuberger Berman (New York, NY)
    …assets (as of June 30, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge funds-on ... **Business Overview:** Neuberger Berman is an employee-owned global investment management firm with $509 billion in assets under management. The private equity group… more
    Neuberger Berman (08/04/25)
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  • Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    … surveillance tools (eg, Behavox). + Deep understanding of trading in equities, fixed income , FX, and derivatives markets, as well as market abuse ... role, the incumbent will work with the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA, and...regulated environment + Deep understanding of trading in equities, fixed income , FX, and derivatives markets, as… more
    TD Bank (09/21/25)
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