• VP Compliance Manager, Trade Surveillance Quality…

    TD Bank (New York, NY)
    …regular reviews of surveillance alerts across FX, Fixed Income , Commodities, Exchange-Traded Products, and Electronic Communications surveillance alerts. ... the effectiveness of the firm's surveillance framework across trade and communications monitoring. The incumbent will report to the Director of Surveillance… more
    TD Bank (08/21/25)
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  • Director, Regulatory Relations Group

    Scotiabank (New York, NY)
    …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America,… more
    Scotiabank (09/17/25)
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  • Senior Registration Analyst

    Neuberger Berman (New York, NY)
    …assets (as of June 30, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge funds-on ... study materials, and regulatory exam preparation for employeesMonitor and review email communications as part of compliance controls + Review and update registration… more
    Neuberger Berman (09/09/25)
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  • Global Insights Content Associate

    JPMorgan Chase (New York, NY)
    …strategies that span the full spectrum of asset classes, including equity, fixed income , cash liquidity, currency, real estate, infrastructure, hedge funds, ... + Drive effective, digitally optimized, and relevant content in collaboration with investment experts across asset classes and business segments, investment … more
    JPMorgan Chase (08/23/25)
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  • Manager, US Operational and Data Risk

    Scotiabank (New York, NY)
    …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America,… more
    Scotiabank (08/09/25)
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  • Capital Markets Software Engineer

    Truist (New York, NY)
    …software integration, analysis, configuring solutions, or using applications supporting Equities, Fixed Income , Derivatives, Foreign Exchange, Loan Trading and ... will let you see your application status and any communications . If you already have a profile with us,...two product domains and value chain such as Equities, Fixed Income , Foreign Exchange, Derivatives, Collateral management,… more
    Truist (09/19/25)
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  • Senior Compliance Officer - Surveillance, Data…

    TD Bank (New York, NY)
    … communications surveillance tools (eg, Behavox). + Understanding of trading in equities, fixed income , FX, and derivatives markets, as well as market abuse ... join the Surveillance Data Quality Team. The team supports the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA, and APAC), as well… more
    TD Bank (09/17/25)
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  • Director-Futures, Clearing & Collateral-Derivative…

    Athene (New York, NY)
    …high-performing teams + Deep knowledge of derivatives products (OTC and ETD), fixed income products, and common hedging strategies using derivatives. Strong ... team is responsible for managing the operational aspects of Athene's derivative investment and hedging strategy. The Director of Futures, Clearing & Collateral… more
    Athene (09/26/25)
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  • Senior Finance Analyst - TD Securities

    TD Bank (New York, NY)
    …Prepare and compile monthly and quarterly financial and management reports for fixed income businesses. Analyze results and periodical performance, providing ... external research projects; support the development/ delivery of presentations / communications to management or broader audience + Conduct meaningful analysis at… more
    TD Bank (08/19/25)
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  • Social Media Associate

    Mizuho Corporate Bank (New York, NY)
    …capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit ... SummaryOur Corporate Communications & Marketing division is looking for a...Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada,… more
    Mizuho Corporate Bank (10/03/25)
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