- Scotiabank (New York, NY)
- …equity financing, mergers & acquisitions, institutional equity sales, trading and research, fixed income products, derivatives, energy, and foreign exchange. We ... to enjoy. Scotiabank Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- Neuberger Berman (New York, NY)
- …assets (as of June 30, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge funds-on ... is a plus + Strong interpersonal, client servicing, and communications skills (both written and verbal) + Ability to...in 1939, Neuberger Berman is a private, independent, employee-owned investment manager. From offices in 39 cities worldwide, the… more
- Neuberger Berman (New York, NY)
- …assets (as of June 30, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge funds-on ... digital tools, and all aspects of digital and traditional communications . + Serve as the business owner for all...in 1939, Neuberger Berman is a private, independent, employee-owned investment manager. From offices in 39 cities worldwide, the… more
- PNC (New York, NY)
- …Hedging andCorporate Treasury + Capital Markets Group: Derivatives, Foreign Exchange, Fixed Income , Financial Institutions Group and Structured Products Group ... + Investment Banking: Asset Backed Finance, Debt Capital Markets and...Finance, Accounting, IT, Economics, Marketing, Math, Statistics, HR, Management, Communications , Business Law, Psychology, Logistics, Engineering, Computer Science, Actuarial… more
- BlackRock (New York, NY)
- …Management Group (PMG), which encompasses BlackRock's Fundamental and Systematic investing across Fixed Income , Equities and Multi-Asset Strategies. This is a ... rules and regulations, in particular FINRA Rule 2210 and the SEC Investment Adviser Marketing Rule. **Key Responsibilities:** This individual will be part of… more
- Mizuho Corporate Bank (New York, NY)
- …capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit ... and internationally Revise, print and bind PowerPoint presentations Coordinate communications among management and other Division Manage general office needs… more
- Mizuho Corporate Bank (New York, NY)
- …capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit ... and surveillance of Americas Treasury Department activities Assist with ATD communications monitoring Assist with and develop ATD related trainings Assist with… more
- Wells Fargo (New York, NY)
- …Strong knowledge of capital markets and broker-dealer regulations. + Experience with Fixed Income and Structured Products compliance programs. + Excellent ... and syndication. The role is part of the broader Corporate and Investment Banking (CIB) Compliance team and requires deep expertise in broker-dealer regulations… more
- TD Bank (New York, NY)
- …surveillance team. Preferred 3-5 years of experience in surveillance of either Fixed Income Products, Foreign Exchange and Commodities, Equities Options and ... Futures and/or Communications KEY ACCOUNTABILITIES SHAREHOLDER * Consistently exercise discretion in managing correspondence, information and all matters of… more
- TD Bank (New York, NY)
- …for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and Commodities, Equities Options and ... of Compliance function initiatives and programs + Prepare summaries, communications , reports and presentations for management, regulators, and other internal… more
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