- Neuberger Berman (New York, NY)
- …assets (as of March 31, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge funds-on ... digital tools, and all aspects of digital and traditional communications . + Serve as the business owner for all...in 1939, Neuberger Berman is a private, independent, employee-owned investment manager. From offices in 39 cities worldwide, the… more
- BlackRock (New York, NY)
- …Economics, Finance, Mathematics, or equivalent practical experience + Strong understanding of fixed income products **Primary Responsibilities:** + Be a subject ... leading asset management firm and Aladdin is the central nervous system for investment professionals to see their whole portfolio, understand risk exposure, and act… more
- Broadridge Financial Solutions (New York, NY)
- …of various instrument types including equity derivatives, credit derivatives, rates and fixed income products + In-depth knowledge of valuation models and ... position is in the Risk Management product business within Broadridge Investment Management Solutions.The product provides a valuation and risk management solution… more
- BlackRock (New York, NY)
- …Management Group (PMG), which encompasses BlackRock's Fundamental and Systematic investing across Fixed Income , Equities and Multi-Asset Strategies. This is a ... rules and regulations, in particular FINRA Rule 2210 and the SEC Investment Adviser Marketing Rule. **Key Responsibilities:** This individual will be part of… more
- Mizuho Corporate Bank (New York, NY)
- …capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit ... Arrange for printing and binding of presentations + Coordinate communications among management + Manage general office needs such...Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada,… more
- Mizuho Corporate Bank (New York, NY)
- …capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit ... and surveillance of Americas Treasury Department activities Assist with ATD communications monitoring Assist with and develop ATD related trainings Assist with… more
- Mizuho Corporate Bank (New York, NY)
- …capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit ... and IT. (3) support management with regulatory exams formulating interim communications with the regulators. This includes reviewing materials and coordinating… more
- TD Bank (New York, NY)
- …surveillance team. Preferred 3-5 years of experience in surveillance of either Fixed Income Products, Foreign Exchange and Commodities, Equities Options and ... Futures and/or Communications KEY ACCOUNTABILITIES SHAREHOLDER * Consistently exercise discretion in managing correspondence, information and all matters of… more
- TD Bank (New York, NY)
- …for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and Commodities, Equities Options and ... of Compliance function initiatives and programs + Prepare summaries, communications , reports and presentations for management, regulators, and other internal… more