- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and ... New York City Office. Job Description + Under the direction of the Director , maintain a robust audit program including overall management and/or leading the timely… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and ... Office Job Description + Under the direction of the Vice President or Director , execute a robust audit program including performing the timely execution of audit… more
- TD Bank (New York, NY)
- …Improvement. + Conduct regular reviews of surveillance alerts across FX, Fixed Income , Commodities, Exchange-Traded Products, and Electronic Communications ... framework across trade and communications monitoring. The incumbent will report to the Director of Surveillance Quality Assurance and will be part of the broader… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, ... will interface with clients directly, where appropriate, in partnership with the Director and front-line Banking officers. In addition to SAM, the incumbent will… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and ... and assist with audit planning, budgeting and monitoring. Support the Managing Director Global Coordination Group with reporting of audit status, issues, and metrics… more
- Reynolds & Reynolds (Albany, NY)
- … manager, business development manager, F&I manager, marketing manager, marketing director , parts manager, service manager, fixed operations manager)~^~High ... our consulting team. Our superior software solutions, our award-winning sales , service, and support have made us one of...bonuses after the 6-9 month training period. Total targeted income after training (including base and bonuses) is $80,000+.… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, ... responsibilities for Data Risk in collaboration with the team's Senior Managers and Director . + The incumbent will automate and develop analytics for Operational and… more
- TD Bank (New York, NY)
- …and communications surveillance tools (eg, Behavox). + Understanding of trading in equities, fixed income , FX, and derivatives markets, as well as market abuse ... engage with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. Through… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, ... and testing report get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance Operations & Swap Dealer CCO. +… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, ... The incumbent will be required to work as part of the team and assist the Director , US IT Audit to provide audit services over the US IT environment. The incumbent… more