- Charles Schwab (Westlake, TX)
- …key role in contributing to supervisory program reviews of electronic communications, fixed income product/service recommendations, trading activity, trend ... innovating for tomorrow. We are looking for a Centralized Risk Supervisor within our Wealth Advice Solutions Risk...and understanding of compliance and regulatory requirements applicable to fixed income and annuity products and services… more
- Scotiabank (Houston, TX)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... Manager, First Line Operational Risk and New Initiatives, US Internal Control **Requisition...new products and services offered by Scotiabank UScapital markets trading businesses. This position will assist in implementing industry… more
- Scotiabank (Houston, TX)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... Credit Risk Senior Analyst **Requisition ID:** 233347 **Salary Range:**...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- Scotiabank (Houston, TX)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... Manager, Risk & Control, US Internal Control **Requisition ID:**...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- Wells Fargo (Houston, TX)
- …+ Structured Products + Equities **Research & Strategy** + Equity Research + Fixed Income Strategy + Macro Strategy **Origination** + Municipal Products - ... cash and derivative products for institutional investors + Using risk management tools to monitor trading positions and risk + Willingness to work… more
- PNC (San Antonio, TX)
- …Foreign Exchange - SIE, Series 7 and 63 within 120 days of employment. Fixed Income (Tax-Exempt): Municipal Trading and Underwriting - SIE, Series ... that information in creating customized customer solutions. + **Managing Risk ** - Assessing and effectively managing all of the...Series 7 and 63 within 120 days of employment. Fixed Income - SIE, Series 7 and… more
- Scotiabank (Houston, TX)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... with credit officers to coordinate the requisite reviews by risk management. Work closely with trading team to ensure daily marking of positions and requisite… more
- PNC (Dallas, TX)
- …Foreign Exchange - SIE, Series 7 and 63 within 120 days of employment. Fixed Income (Tax-Exempt): Municipal Trading and Underwriting - SIE, Series ... Operating Office/Strategy,Derivative Products Group,Financial Institutions Group (Domestic & International Banks), Fixed Income ,Foreign Exchange, and Structured Products Group… more
- Wells Fargo (Houston, TX)
- …banking; commercial real estate lending and servicing; investment banking; equity; and fixed income solutions including sales, trading , and research ... modeling to ensure accurate and timely and accurate monitoring, accurate risk ratings, covenant compliance, watchlist updates, recognition of potential problems… more
- Wells Fargo (Houston, TX)
- …banking, commercial real estate lending and servicing, investment banking, equity and fixed income solutions including sales, trading , and research ... focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as… more