- Marex (New York, NY)
- …www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance advisory services primarily for ... Fixed Income securities, including corporate bonds, convertible bonds, agency...achieved. + Work with business partners (ie, Surveillance, IT, Operations etc.) to develop and enhance systems, tools, reports,… more
- BMO Financial Group (New York, NY)
- …3 days in the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer ... are looking for someone to work closely with the Fixed Income, Currencies, and Commodities ("FICC") LOBs and other...regulatory risk appetite based on an understanding of business operations and stakeholder needs. + Consult on new products,… more
- JPMorgan Chase (New York, NY)
- …with their very first interaction-the job advertisement. As an Agency Securities Lending Fixed Income Trader, you will be responsible for trading a variety of ... financing strategic objectives. **Job responsibilities** + Execute and manage fixed income securities lending trades across JPMorgan's discretionary securities… more
- Scotiabank (New York, NY)
- Senior Analyst, MCM - Fixed Income Middle Office **Requisition ID:** 231353 **Salary Range:** 69,400.00 - 129,000.00 _Please note that the Salary Range shown is a ... & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious &… more
- Mizuho Corporate Bank (New York, NY)
- Position Summary A Fixed Income Division (FID) Product Controller is responsible for the accounting and financial reporting of the fixed Income trading desks. ... with various areas within the firm (eg Front Office, Operations , Technology, Middle Office and Market Risk) + Continue...span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and… more
- Citizens (New York, NY)
- …and sales and trading. Job Description We are seeking a Compliance Officer for our Fixed Income Sales & Trading team. Reporting to the Head of Sales & Trading ... policies and procedures accordingly. + Collaborate with Risk, Legal, Operations , and Technology to enhance controls and compliance frameworks....57 preferred. + 2 to 5 years' experience in Fixed Income Sales & Trading compliance at a FINRA… more
- IBM (Poughkeepsie, NY)
- …communication across multiple engineering, development, supply chain and sales organizations. Our operations are spread out across Buildings 052, 006, 007 and 004. ... This role is part of the 999er Program. **Your role and responsibilities** This role is responsible for performing tasks according to established build and integration procedures, without supervision (following training and/or certification). A high level of… more
- L3Harris (Rochester, NY)
- …bachelor's Degree in Logistics, or related Engineering discipline Preferred Skills: + Operations , Maintenance, or Logistics experience with fixed site or ... Information using MIL-PRF-49506 as guidance + Develops maintenance and operations procedures, conducts certification, and supports verification processes for… more
- HSBC (Buffalo, NY)
- …we all share. This role will report to the US Head of Wealth Operations and responsible for oversight of account servicing related activity to support our ... International Wealth and Premier Banking clients. As our Wealth Operations Account Servicing Manageryou will: + Be responsible for...a pay range between $70,000.00 and $100,000.00 The final fixed pay offer will depend on the candidate and… more
- TD Bank (New York, NY)
- … Fixed Income (US), Money Market, and Correspondence clearing operations area** **Assists in all settlement activity within the department** **Maintains ... this role. **Job Description:** Preferred Qualifications: **Preferred Qualifications:** **The VP Operations TDS will provide operational support & leadership for … more
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