- TD Bank (Charlotte, NC)
- …analysis and support for key business areas/portfolios as assigned. Proactively manages senior relationships in order to provide seasoned and deep business insights, ... parties + Serves as a source of advice to senior management in field of specialty; may lead team(s)...of complex projects and initiatives requiring seasoned business partner specialist knowledge and/or the integration of cross functional processes… more
- TD Bank (Charlotte, NC)
- …Supports the Wealth Compliance team and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line ... **Relevant certifications preferred such as Certified Fiduciary & Investment Risk Specialist (CFIRS) or Certified Trust and Fiduciary Advisor (CTFA).** +… more
- TD Bank (Charlotte, NC)
- …The Compliance Governance & Operations Manager leads the development and implementation (or lead support) of enterprise Compliance programs, including frameworks, ... context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and...of the Compliance program + Represents CGO as a specialist on internal or external committees as well as… more
- American Express (Apex, NC)
- …required changes. + Serve as a key thought partner to BU Senior Leadership and Control Management Lead, providing expertise in identifying, mitigating, and ... and financial crimes risk across BU, ensures consistent and effective implementation of risk management practices, and challenge controls and risk mitigation… more
- American Express (Charlotte, NC)
- …Provide view of compliance risk across BU, ensures consistent and effective implementation of risk management practices, and challenge controls and risk mitigation ... and interpersonal skills, with an ability to interact and obtain buy-in from senior BU/tech counterparts. + Proven ability to think strategically and lead and… more