- Wells Fargo (Charlotte, NC)
- …banking; commercial real estate lending and servicing; investment banking; equity; foreign exchange , rates and fixed income solutions including sales, ... to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III,...business unit's risk appetite and all risk and compliance program requirements. **Posting End Date:** 9 Aug 2025 **_*Job… more
- Wells Fargo (Charlotte, NC)
- …banking; commercial real estate lending and servicing; investment banking; equity; foreign exchange , rates and fixed income solutions including sales, ... to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III,...business unit's risk appetite and all risk and compliance program requirements **Posting End Date:** 7 Aug 2025 **_*Job… more
- Wells Fargo (Charlotte, NC)
- …practices across a vast array of products including, but not limited to, foreign exchange , fixed income, equities, and derivatives + Experience working across ... to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III,...business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a medical… more
- American Express Global Business Travel (Raleigh, NC)
- …overall program financials and ensure monthly tracking for actual. + Monitor foreign exchange rates for sharp fluctuations which may impact the budget. ... Working closely with the client contacts to understand and meet program objectives/outcomes. **What You'll Do:** **PROCESS MANAGEMENT** + Complete project timeline:… more
- Lenovo (Morrisville, NC)
- …future for everyone, everywhere. Lenovo is listed on the Hong Kong stock exchange under Lenovo Group Limited (HKSE: 992) (ADR: LNVGY). This transformation together ... the global Export Compliance, and cross-functional teams such as Engineering, Program Management and Product Management. Collaborate with departments, to set… more
- Regions Bank (Charlotte, NC)
- …certification + Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Office of Foreign Assets Control (OFAC), or Consumer Due Diligence (CDD) experience **Skills and ... integration and utilization of API's to enable seamless data exchange , enhance capabilities, and scalable growth. **This position is...+ Life Insurance + Parental Leave + Employee Assistance Program + Associate Volunteer Program Please note,… more
- SMBC (Charlotte, NC)
- …dealer with a broad product portfolio, with specific emphasis on interest rates and foreign exchange . The candidate will build and maintain a variety of software ... programming is a plus + Must have the ability to understand and implement complex program designs + Must be a good team player who can work cooperatively or… more
- PNC (Charlotte, NC)
- …of employment. Fixed Income - SIE, Series 7 and 63 within 120 days of employment. Foreign Exchange - SIE, Series 7 and 63 within 120 days of employment. Fixed ... educational assistance, including select programs fully paid; a robust wellness program with financial incentives. In addition, PNC generally provides the following… more
- PNC (Winston Salem, NC)
- …of employment. Fixed Income - SIE, Series 7 and 63 within 120 days of employment. Foreign Exchange - SIE, Series 7 and 63 within 120 days of employment. Fixed ... educational assistance, including select programs fully paid; a robust wellness program with financial incentives. In addition, PNC generally provides the following… more