- TD Bank (New York, NY)
- …front office teams as well as the support functions including Technology and Operations * Build relationships with Compliance Advisory team by working closely with ... coverage to other colleagues for surveillance modules covered during cross training sessions * Volunteer to present cases/escalations during monthly meeting and… more
- TD Bank (New York, NY)
- …globally + Assist in identifying areas for enhanced Monitoring, Testing or training Core Compliance + Develop Testing and Monitoring metrics, and contribute to ... compliance across the firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Education & Experience:** +… more
- TD Bank (New York, NY)
- …globally + Assist in identifying areas for enhanced Monitoring, Testing or training Core Compliance + Develop Testing metrics, and contribute to department reporting ... of compliance across the firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Depth & Scope:** + Works… more
- TD Bank (New York, NY)
- …overarching strategy in developing solutions across multiple functions or operations + Interprets internal/external business challenges and the industry environment, ... + Participates in personal performance management and development activities, including cross training within own team + Keeps others informed and up to date… more
- TD Bank (New York, NY)
- …on Full stack applications. + Building workflow applications and dashboards for operations , and front office. + Supporting the integration of new data sources ... to large scale projects **Education & Experience:** + College degree, or specialized training / equivalent work experience + 3+ Years of related experience +… more
- TD Bank (New York, NY)
- …or Monitoring activities. + Identify areas for enhanced Monitoring, Testing or training . Core Compliance + Design and develop Testing and Monitoring metrics, and ... financial organization. + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading, at a global financial… more
- TD Bank (New York, NY)
- …or regulator. + JD desirable but not required. + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable rules and regulations, ... access to a premier US equities business and highly-diverse equity research franchise , while growing our strong, diversified investment bank. We are growth-oriented,… more
- TD Bank (New York, NY)
- …Superior analysis and debugging skills in support of active production trading operations . + Strong knowledge of electronic and algorithmic trading markets and ... access to a premier US equities business and highly-diverse equity research franchise , while growing our strong, diversified investment bank. We are growth-oriented,… more
- TD Bank (New York, NY)
- …or regulator. + Knowledge of wholesale banking products and services, operations , regulatory frameworks (eg, applicable rules and regulations), and the ability ... access to a premier US equities business and highly-diverse equity research franchise , while growing our strong, diversified investment bank. We are growth-oriented,… more
- TD Bank (New York, NY)
- …while being part of a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth industry knowledge and from ... access to a premier US equities business and highly-diverse equity research franchise , while growing our strong, diversified investment bank. We are growth-oriented,… more