- TD Bank (New York, NY)
- …with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance program as needed. Compliance Monitoring ... Testing and Monitoring metrics, and contribute to department reporting + Support issues management development and tracking of Compliance-identified findings. + … more
- Cordis (New York, NY)
- …in company-sponsored post-marketing studies. + Build advocacy leading to a strong franchise and serve as a conduit for accurate and updated clinical, scientific ... of scientific materials in collaboration with key stakeholders to support the dissemination of key messages + Present at...data and facilitate the understanding of trial outcomes + Support commercial team with case support and… more
- TD Bank (New York, NY)
- …depends on us. The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in ... across multiple trading desks and asset classes. + Surveillance Data Management: Support the ingestion, transformation, and validation of trading data from multiple… more
- J&J Family of Companies (New York, NY)
- …trends in their therapeutic areas of interest. The Sr. MSL provides research support for company and investigator initiated research. The Sr MSL will function with ... rapidly identify and compliantly collaborate with field based partners to ensure support of the Healthcare Providers which will positively impact the patients that… more
- TD Bank (New York, NY)
- …TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation of and compliance with applicable financial crime laws, ... aligned with TD policies and practices. + Provide advisory and oversight support to the Transaction Monitoring and Investigations teams. + Provide advice to… more
- TD Bank (New York, NY)
- …**Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and ... experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory Compliance team helping with large projects… more
- City National Bank (New York, NY)
- …execute leveraged finance, middle market corporate, commercial real estate, and franchise transactions.The Syndications group at City National Bank resides within ... market provide current updates to both internal and external clients, and support pitching activities in pursuit of new financing opportunities. Structure and… more
- TD Bank (New York, NY)
- …Brokerage Agreements, Term Commitment Agreements, ISDA Master Agreements, Credit Support Annexes, Master Confirmation Agreements, Regulatory IM Documents, Account ... calls or through the team's internal document tracking system. + Support internal initiatives related to documentation, process automation, and regulatory… more
- TD Bank (New York, NY)
- …key stakeholders including the front office teams as well as the support functions including Technology and Operations * Build relationships with Compliance Advisory ... * Participate fully as a member of the team, support a positive work environment that promotes service to...a premier US equities business and highly-diverse equity research franchise , while growing our strong, diversified investment bank. We… more
- TD Bank (New York, NY)
- …regulatory inquiries. + Assist with monthly and ad hoc Compliance reporting. + Support the development of US policies and procedures for Core Compliance functions ... resource to business units/internal team members providing a range of support , guidance and analysis on regulatory/compliance/technology issues. Position will … more