- Capital One (Charlotte, NC)
- …business units and lead small to medium size BSA / AML, Sanctions, and Fraud Compliance audits. Perform risk assessments of business activities and perform ... you will focus on engagements involving BSA/AML, Sanctions, and Fraud Compliance related audit projects that provide input to...on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. +… more
- Bank of America (Charlotte, NC)
- …computing platforms (Cloud, PaaS) * Experience evaluating third party information security control and providing guidance to reduce risk on identify observations ... deep understanding of the business in order to have specialized information security risk -based discussions. This relationship will ensure a focus on the right … more
- Bank of America (Charlotte, NC)
- …Key responsibilities include conducting routine to complex investigations, including fraud committed by external parties, money laundering, or terrorist financing ... specialized investigations. An Investigator may be asked to partner with GFC Risk Management, front line units or other stakeholders to resolve investigations. The… more
- SMBC (Charlotte, NC)
- …to standardize validation processes + Support audits and examinations for compliance and fraud risk models + Maintain up-to-date knowledge in AML/ fraud ... a Model Validation Analyst that will report to the Compliance Model Validation Manager , in the Risk Management Department, Americas Division. The Compliance… more
- Truist (Charlotte, NC)
- … control over financial reporting and to prevent or detect financial reporting fraud . When relevant control deficiencies are identified, play a leading role ... S/he will be responsible for leading and overseeing the accounting and control related activities for the Technology, Data, Operations organization. The leader will… more
- Elevance Health (Winston Salem, NC)
- …Auditor II** is responsible for identifying issues and/or entities that may pose potential risk associated with fraud and abuse. **How you will make an impact:** ... relevant billing and processing guidelines and identifies opportunities for fraud and abuse prevention and control . +...of mutual concern. + Recommends possible interventions for loss control and risk avoidance based on the… more
- Truist (Charlotte, NC)
- …Auditor is responsible for assisting in the completion and documentation of risk based internal audit assurance activities that may include complex assignments. The ... will interpret the results of audit work performed, determine internal control weaknesses, and make value-added recommendations. As appropriate, the Truist Senior… more
- Bank of America (Charlotte, NC)
- …key activities. This job is responsible for driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or ... Enterprise Control Function (ECF). Key responsibilities include to transform an...operations support function + Supports functions carrying a substantial risk of exposure and potential loss with significant impact… more
- Truist (Charlotte, NC)
- …to comply with relevant GAAP such as to prevent deficiencies in internal control over financial reporting. Support the Risk Management Organization through the ... reporting and adequate internal controls, preventing or detecting financial reporting fraud and ensuring that Truist complies with applicable Accounting Policies and… more
- TD Bank (Hendersonville, NC)
- …operationally sound location + Executes with excellence by adhering to all Risk and Control Policies and Procedures **Employee/Team Accountabilities:** + ... and processes of business area, and could be characterized by moderate complexity/ risk + Makes product recommendations based on Customer needs and highlights product… more