- US Bank (Irvine, CA)
- …of the data used within all CBB customer remediation events. This includes confirmation to front line systems for any data created internally or obtained from an ... the following: - Customer Remediation Support: The Consumer & Business Banking (CBB) Risk Data Team supports issue and business line management with research,… more
- City National Bank (Los Angeles, CA)
- …actions are taken when risk appetites are exceeded. * Engage and partner with front line risk functions to provide advice related to development and ... regulatory /enforcement activity and trends for impacts to business line activities. * Provide compliance advice and guidance to...report and validate corrective actions. * Challenge and aggregate front line risk assessments and… more
- City National Bank (Los Angeles, CA)
- …appetite and established limits. This individual will serve as a key partner to the front office and second line risk functions, ensuring sound control ... * Act as the business teams' liaison for business line risk management, compliance activities, legal engagement,...ambitious deliverables Significant experience in driving operational change with front line to senior leadership personnel *… more
- Banc of California (Santa Ana, CA)
- …work products produced by AML and Operations and KYCs from the front line are in compliance with regulatory requirements. The candidate will assist with ... control gaps or issues by staying abreast of the regulatory environment and trends (eg, performing an enforcement action...to ensure accurate reporting. + Provide guidance to the front line on day-to-day BSA/AML related inquiries… more
- City National Bank (Los Angeles, CA)
- …(B&IS). This function covers incumbent's responsibilities for operations relating to all line of business within Capital Market, which include FX & Interest Rate ... activities. The overall objective is to provide support to the Capital Market Front office. Banking and Investment Services plays an integral role in leading the… more
- Amgen (Thousand Oaks, CA)
- …pre-Licensure & GMP inspections in the plant. **Manufacturing Support** + Provide front line and independent process development expertise for clinical and ... efficiency in plant operations. + Work with multi-functional teams conducting FMEAs, risk assessments, author technical protocols, reports and regulatory filing… more
- PNC (Los Angeles, CA)
- …other regulatory requirements and drafts or assesses Compliance Manuals, Front Office materials, policies and procedures to ensure alignment. + Coordinates the ... to be successful in this position. **Preferred Skills** Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk Assessments, … more
- City National Bank (Los Angeles, CA)
- …DO? *Responsibilities:* * Provide legal advice to all three lines of defense ( front line , Risk /Compliance, Audit), broker-dealer businesses, and other ... and its subsidiaries, affiliates and related companies to minimize legal and regulatory risk associated with money laundering, economic sanctions, and other… more
- EPAM Systems (Los Angeles, CA)
- …the most high-impact Markets Transformation initiatives in the industry. This is a front - line change leadership role - working directly with senior stakeholders ... across the front office, COO, risk , and technology to...sharp problem-solving capability **Nice to have** + Experience in regulatory change programs + Bachelor's degree or higher in… more
- Wells Fargo (Los Angeles, CA)
- …to improve the client experience and inform strategic decisions. + Equip front - line teams with industry-specific marketing materials and product knowledge. + ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more