- Bank of America (Charlotte, NC)
- …job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third ... regulatory inquiries. + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management… more
- Bank of America (Charlotte, NC)
- …Risk officer team to execute second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third ... teams in order to provide independent compliance and operational risk oversight of Front Line ...+ Understanding of Trade Flow + Process Management + Regulatory Compliance + Reporting + Risk Management… more
- American Express (Apex, NC)
- …risk concepts into practical actions. **Key Responsibilities:** + Act as a compliance risk advisor to front - line business teams, helping them understand ... applicable regulatory obligations. + Support the execution of compliance risk assessments and ongoing monitoring activities within the business unit. + Partner… more
- Wells Fargo (Charlotte, NC)
- …years of management or leadership experience **Desired Qualifications:** + Experience in Banking Risk -whether in a front - line or second- line role-within ... modifications, amendments etc. + Review, analyze, and provide credible challenge to front line portfolio monitoring and surveillance activities. Responsible for… more
- City National Bank (Charlotte, NC)
- …* Prior experience with developing or enhancing AI/GenAI and/or technology/operational risk programs, and executing on regulatory remediation projects at ... *AI RISK GOVERNANCE LEAD* WHAT IS THE OPPORTUNITY? In...framework and governance processes across the first and second line at City National Bank aligned with related frameworks… more
- Bank of America (Charlotte, NC)
- …Risk officer team to execute second line of defense compliance and operational risk oversight for a Front Line Unit (FLU), Control Function, and Third ... teams in order to provide independent compliance and operational risk oversight of Front Line ...+ Monitoring, Surveillance, and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management… more
- Bank of America (Charlotte, NC)
- …are the responsibility of EFR, including but not limited to independent review and risk assessment of front line owned processes (eg capital calculation, ... from new products and new transactions + Support corporate-wide risk related initiatives, including regulatory change + Enhance the Risk landscape, by… more
- Bank of America (Charlotte, NC)
- …working directly or through the emerging risk , compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete compliance, ... financial crimes owned policies and standards, and reviews relevant Front Line Units/Control Functions-owned policies and standards...respond to Audit requests and inquiries + Participate in Regulatory Meetings and Exams to provide Risk … more
- Bank of America (Charlotte, NC)
- …pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU) process owners ... support of coverage needs identified by Compliance and Operational Risk officers and/or Front Line ...Accounting, Business Administration + 5-7 years minimum experience in regulatory reporting, data, compliance, or risk functions… more
- Bank of America (Charlotte, NC)
- …The team places strong emphasis on delivering world class quantitative solutions for Front Line Unit (FLU) model owners and stakeholders through a disciplined ... The team places strong emphasis on delivering world class quantitative solutions for Front Line Unit (FLU) model owners and stakeholders through a disciplined… more