• GFC Manager - Global Markets

    Bank of America (Charlotte, NC)
    …practices. Key responsibilities include working directly or through compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete ... maintenance of financial crimes owned policies and standards, and reviews relevant Front Line Units/Control Functions-owned policies and standards to ensure that… more
    Bank of America (11/08/25)
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  • Sr Quantitative Finance Analyst

    Bank of America (Charlotte, NC)
    …monitor and improve processes. EIT tests processes and controls on behalf of the Second Line of Defense, Front Line Units (FLUs) and Control Functions (CFs), ... tracking to completion. * Enhancing ongoing monitoring and related risk management capabilities. * Support model-related regulatory ... Risk Analytics and Enterprise Independent Testing** Global Risk Analytics (GRA) is a sub- line of… more
    Bank of America (10/02/25)
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  • GFC Investigator (Brokerage - AML/Fraud)

    Bank of America (Charlotte, NC)
    …for submission to regulators and/or law enforcement. This role may partner with GFCC Risk Management, front line units or other stakeholders to resolve ... and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations...Issue Management + Talent Development **Preferred Technical Skills:** + Risk Identification & Assessment + Line of… more
    Bank of America (10/02/25)
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  • IT Functional Control Officer

    SMBC (Charlotte, NC)
    …IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent and risk management expert within the first line of defense. The role provides ... guidance on processes and control design, ensures effective assessment of technology risk across the broader operating environment, and supports interaction between … more
    SMBC (09/26/25)
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  • GFC Manager - Correspondent Banking

    Bank of America (Charlotte, NC)
    …practices. Key responsibilities include working directly or through compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete ... maintenance of financial crimes owned policies and standards, and reviews relevant Front Line Units/Control Functions-owned policies and standards to ensure that… more
    Bank of America (11/08/25)
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  • GFC Manager; Trade-Based Money Laundering

    Bank of America (Charlotte, NC)
    …practices. Key responsibilities include working directly or through compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete ... maintenance of financial crimes owned policies and standards, and reviews relevant Front Line Units/Control Functions-owned policies and standards to ensure that… more
    Bank of America (11/08/25)
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  • Securities Operations Specialist - Workforce…

    Wells Fargo (Charlotte, NC)
    … Line of Business team. ○ Administer and schedule off phone time for front line reps, schedule trainings, meetings, coaching and other off phone activities ... the event of forecasted SLA challenges and provide recommendations for optimizing staffing for front line phone and off phone team members to consistently meet… more
    Wells Fargo (11/19/25)
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  • Compliance Program Manager Senior - Enterprise…

    PNC (Raleigh, NC)
    …other regulatory requirements and drafts or assesses Compliance Manuals, Front Office materials, policies and procedures to ensure alignment. Manages ... to be successful in this position. **Preferred Skills** Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk Assessments, … more
    PNC (10/21/25)
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  • Quantitative Finance Analyst

    Bank of America (Charlotte, NC)
    …The team places strong emphasis on delivering world class quantitative solutions for Front Line Unit (FLU) model owners and stakeholders through a disciplined ... quantitative analytics and modeling projects for specific business units or risk types. Key responsibilities include developing new models, analytic processes, or… more
    Bank of America (11/04/25)
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  • Compensation Senior Manager

    Wells Fargo (Charlotte, NC)
    …+ Ensure business-specific compensation practices comply with internal policies, regulatory requirements, and risk management standards. + Communicate ... Compensation Team to support our Corporate & Investment Banking line of business. This role serves as a key...base pay, incentive pay, and performance management. Familiarity with regulatory compliance and risk governance is highly… more
    Wells Fargo (11/19/25)
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