- Teleflex (Morrisville, NC)
- Sr Regulatory Affairs Specialist **Date:** Sep 23, 2025 **Location:** Morrisville, NC, US **Company:** Teleflex **Expected Travel** : Up to 10% **Requisition ID** ... cost of goods sold. The role of the Senior Regulatory Affairs Specialist is focused on supporting material cost...Support the Program Lead in developing RA timelines in line with project charters and implementation plans * Collaborate… more
- Wells Fargo (Charlotte, NC)
- …agency, legal, regulatory and Corporate Policy requirements. + Oversee the Front Line 's execution and challenge appropriately on surveillance and market ... challenge the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding front line oversight + Develop,… more
- Wells Fargo (Charlotte, NC)
- …legal and regulatory and Corporate Policy requirements + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions + ... teams, a CIB subject matter expert (SME), engaging the Front Line , and liaising with enterprise functions....reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management +… more
- Wells Fargo (Charlotte, NC)
- …legal and regulatory and Corporate Policy requirements + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions + ... Banking Markets Compliance Groups. **In this role, you will:** + Advise and challenge Front line personnel related to Swap Dealer activities. + Oversee and… more
- Bank of America (Charlotte, NC)
- …or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations + Performs quality control ... operational or compliance risks and partners Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations + Performs quality… more
- American Express (Charlotte, NC)
- …risk concepts into practical actions. **Key Responsibilities:** + Act as a compliance risk advisor to front - line business teams, helping them understand ... applicable regulatory obligations. + Support the execution of compliance risk assessments and ongoing monitoring activities within the business unit. + Partner… more
- PNC (Raleigh, NC)
- …procedures in to ensure continued alignment with the Enterprise BSA/AML & Sanctions Risk Policy, the Enterprise CDD Policy, current regulatory environment, and ... corrective action plans. Reviews and analyzes assessments of AML and Sanctions risk and internal controls, as appropriate. Analyzes regulatory developments,… more
- Bank of America (Charlotte, NC)
- …The team places strong emphasis on delivering world class quantitative solutions for Front Line Unit (FLU) model owners and stakeholders through a disciplined ... The team places strong emphasis on delivering world class quantitative solutions for Front Line Unit (FLU) model owners and stakeholders through a disciplined… more
- TD Bank (Charlotte, NC)
- …with your recruiter who can provide you more specific details for this role. ** Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...governance and control activities to help monitor and track regulatory compliance issues across Compliance. + Become an eGRC… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more