- US Bank (Charlotte, NC)
- …of the data used within all CBB customer remediation events. This includes confirmation to front line systems for any data created internally or obtained from an ... the following: - Customer Remediation Support: The Consumer & Business Banking (CBB) Risk Data Team supports issue and business line management with research,… more
- City National Bank (Charlotte, NC)
- …actions are taken when risk appetites are exceeded. * Engage and partner with front line risk functions to provide advice related to development and ... regulatory /enforcement activity and trends for impacts to business line activities. * Provide compliance advice and guidance to...report and validate corrective actions. * Challenge and aggregate front line risk assessments and… more
- USAA (Charlotte, NC)
- …of the adequacy and compliance with policies, procedures, and processes established by the front - line units and Independent Risk Management to ensure ongoing ... risk management and control processes including, legal and regulatory compliance and regulatory readiness, and the...effectiveness of the design, implementation and execution of the line of business processes and risk management… more
- Bank of America (Charlotte, NC)
- …The team places strong emphasis on delivering world class quantitative solutions for Front Line Unit (FLU) model owners and stakeholders through a disciplined ... The team places strong emphasis on delivering world class quantitative solutions for Front Line Unit (FLU) model owners and stakeholders through a disciplined… more
- Wells Fargo (Charlotte, NC)
- …a collaborative environment that ensures timely communication and strong cooperation between this front - line unit and independent risk management under Data ... who will serve as an important member of the Front - Line Control organization and is accountable for...risk and control issues, issue management and remediation, regulatory interactions and engagement with Data Domains and their… more
- TD Bank (Charlotte, NC)
- …recruiter who can provide you more specific details for this role. ** Line of Business:** Finance **Job Description:** The Treasury Liquidity Manager maintains, ... areas + Integrates knowledge of the enterprise sub-function's or business line 's overarching strategy in developing solutions across multiple functions or operations… more
- Bank of America (Charlotte, NC)
- …to learn, grow, and make an impact. Join us! **Job Description:** Responsible for keeping line of sight into any data risk and related issues impacting the ... + Partner across DSM function, GRM leadership, GRM Data Steward Executives (DSE), Front - Line Unit and Control Function stakeholder teams and Technology to: +… more
- Wells Fargo (Charlotte, NC)
- …due diligence, periodic reviews, ongoing monitoring, exits and off-boarding, and front - line monitoring coordination. This role is also known internally ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- SMBC (Charlotte, NC)
- …processes in-scope for EUC governance is a plus: (Reporting - Financial, Regulatory , Risk , Executive Management, Board; Front -Office Operations, Compliance, ... for SMBC AD's EUC tools and processes. The First Line of Defense (1LOD) EUC Governance Program partners with...+ 3-5 years of business experience in finance, audit, risk , compliance, or regulatory management in banking… more
- Wells Fargo (Charlotte, NC)
- …navigation of the wfa.com public and secure website. Successful employees act as front - line problem solvers, speak to trading strategies, have a strong ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more