- Bank of America (Charlotte, NC)
- …practices. Key responsibilities include working directly or through compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete ... processes and related internal controls to identify potential issues in meeting regulatory requirements or those causing increased operational risk ; + Advise… more
- Bank of America (Charlotte, NC)
- …filled within specialized investigations. An Investigator may be asked to partner with GFC Risk Management, front line units or other stakeholders to resolve ... or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations + Performs quality control… more
- SMBC (Charlotte, NC)
- …processes in-scope for EUC governance is a plus: (Reporting - Financial, Regulatory , Risk , Executive Management, Board; Front -Office Operations, Compliance, ... for SMBC AD's EUC tools and processes. The First Line of Defense (1LOD) EUC Governance Program partners with...+ 3-5 years of business experience in finance, audit, risk , compliance, or regulatory management in banking… more
- Bank of America (Charlotte, NC)
- …quantitative methods to develop capabilities that meet line of business, risk management and regulatory requirements + Understanding financial data: schemas, ... and processes + Partner effectively with senior stakeholders within GRA & EIT, Front Line Units, Technology, Audit and Compliance + Provide leadership and… more
- Wells Fargo (Charlotte, NC)
- …execution. The Corporate & Investment Banking (CIB) Model Governance Team serves as the front line of model risk management, accountable for the execution, ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Bank of America (Charlotte, NC)
- …practices. Key responsibilities include working directly or through compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete ... + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching + Issue Management + Policies, Procedures,… more
- Truist (Greensboro, NC)
- …documentation, funding, booking and lien perfection items. Act as a liaison between front line , credit approvers, attorneys, title agents, third party vendors ... loans, reviewing files and collecting information for adherence to regulatory , compliance, policies and procedures for all due diligence,...1. Lead communication with key members of the commercial front line as well as credit partners… more
- Bank of America (Charlotte, NC)
- …or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations + Performs quality control ... + Issue Management + Reporting + Written Communications **Preferred Technical Skills:** + Risk Identification & Assessment + Line of Business (LoB) Products,… more
- GE Vernova (Wilmington, NC)
- …Perform or lead design and related technical scope thru progression of; front end engineering design (FEED), Conceptual, Preliminary or Intermediate, Detailed or ... diagrams or drawings of; context or functional block, one or single line , three line , relay coordination, electrical schematic, inter-connection wiring, etc.,… more
- CVS Health (Raleigh, NC)
- …programs to help their teams identify and address performance opportunities, grow the top- line through the delivery of clinical services, and abide by all legal and ... regulatory guidelines with safety of our colleagues and patients...Tech Plus and Tech Team Leader), and partnering with front store field leadership to cultivate cross-trained colleagues and… more