• IT Functional Control Officer

    SMBC (Charlotte, NC)
    …IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent and risk management expert within the first line of defense. The role provides ... guidance on processes and control design, ensures effective assessment of technology risk across the broader operating environment, and supports interaction between … more
    SMBC (09/26/25)
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  • Global Financial Crime Executive - Financial…

    Bank of America (Charlotte, NC)
    …advisor to the Chief Compliance and Operational Risk ("C&OR") Officers of the Front Line Units ("FLU") and Control Functions ("CF") for the company and to ... decision-making. + Expertise in risk modeling, compliance, risk management and/or regulatory issues. + Track...Identification & Assessment + Issues Management & Resolution + Line of Business (LoB) Products, Services & Acumen +… more
    Bank of America (08/26/25)
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  • Senior Lead Compliance Officer - Investment…

    Wells Fargo (Charlotte, NC)
    …monitoring of business group risk -based compliance programs + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions ... the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management + Provide direction… more
    Wells Fargo (09/25/25)
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  • Summer Analyst Program, Early Careers - Corporate…

    Wells Fargo (Charlotte, NC)
    …& International COO:** Drives Market Conduct & Supervision Program, strengthening the CIB Front Line Conduct and Compliance risk management framework aligned ... tracking, expense management, and performance reporting + Contribute to strategic initiatives, regulatory readiness, and risk and control programs + Assist with… more
    Wells Fargo (08/27/25)
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  • Sampling & Test Development Specialist II

    Bank of America (Charlotte, NC)
    …pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU) process owners ... support of coverage needs identified by Compliance and Operational Risk officers and/or Front Line ...& Experience:** + 5+ years of minimum experience in regulatory reporting, data, compliance, or risk functions… more
    Bank of America (09/27/25)
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  • Senior Institutional Investment Operations…

    Wells Fargo (Charlotte, NC)
    …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
    Wells Fargo (10/01/25)
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  • Senior Audit Manager - Data Quality (DQ) Audit…

    Bank of America (Charlotte, NC)
    …and management **Desired Skills:** + Knowledge of Bank of America business processes and front end application systems + Audit or risk control risk /controls ... and executing audit programs designed to measure and report on data risk across the enterprise. Implements and communicates Corporate Audits mission, goals, and… more
    Bank of America (08/20/25)
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  • Technical Business Analyst

    SMBC (Charlotte, NC)
    …processes in-scope for EUC governance is a plus: (Reporting - Financial, Regulatory , Risk , Executive Management, Board; Front -Office Operations, Compliance, ... for SMBC AD's EUC tools and processes. The First Line of Defense (1LOD) EUC Governance Program partners with...+ 3-5 years of business experience in finance, audit, risk , compliance, or regulatory management in banking… more
    SMBC (09/30/25)
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  • IT Audit Manager VP (Cybersecurity)

    Wells Fargo (Charlotte, NC)
    …a team that provides audit coverage of the controls and tools that provide the front - line protection for the Bank's critical systems and data. Given the dynamic ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
    Wells Fargo (09/20/25)
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  • Senior Treasury Analyst, Liquidity Measurement…

    TD Bank (Rutherfordton, NC)
    …while escalating issues in a timely manner. + Prepare and ensure accuracy in regulatory liquidity risk reporting, including submission to the Office of the ... and front -end technologies and languages. + Experience in liquidity risk measurement and/or management, including broad knowledge of the risks arising from… more
    TD Bank (09/21/25)
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