- Raymond James Financial, Inc. (New York, NY)
- …. Experience in broker-dealer or wealth management firms preferred, especially with exposure to front -office or first- line risk roles in addition to second- ... across the risk lifecycle. . Leads and scales a growing risk team , with responsibility for hiring, developing and managing talent aligned to the evolving… more
- SMBC (New York, NY)
- …strong foundation in accounting and finance, and a demonstrated ability to analyze credit risk in Fund Finance transactions. In this second- line role, you will ... the ability to collaborate closely with the Fund Finance team to ensure proposals align with internal credit standards...portfolio strategy. It is ideal for professionals with credit risk experience who are looking to specialize in the… more
- Bank of America (New York, NY)
- …are the responsibility of EFR, including but not limited to independent review and risk assessment of front line owned processes (eg capital calculation, ... bring together a holistic point of view across all seven risk types for the Company's CFO. The team helps Bank of America grow responsibly through developing our… more
- JPMorgan Chase (New York, NY)
- Join JPMorgan Chase's Risk Management and Compliance team , where your expertise will be pivotal in maintaining our strength and resilience. You'll be tasked with ... and limitations. You will also be working closely with Risk , Finance and line of business professionals...serve as first point of contact. + Liaise with front office, Finance and Risk professionals to… more
- Bloomberg (New York, NY)
- …world-class pricing library, market data and mortgage cash flow engine enables front office, risk , middle office, collateral managers and other financial ... manager, you will be part of a dedicated portfolio risk sales team and expected to maximize...customers' business model and technological requirements for each business line / asset class [vertical] and monitoring how Bloomberg's… more
- Citigroup (Getzville, NY)
- The Books and Records Oversight team within Markets Operations primary objective is to strengthen the books and records discipline and control framework within ... owned by Markets Operations and 2) work with the Markets Operations' leadership team to develop strong books and records / accounting knowledge across Markets… more
- Datavant (Albany, NY)
- …process improvements and clear communication of expectations. This position supports and coaches front line talent to ensure the highest level of service to ... serves as a working supervisor with oversight and management of Risk Adjustment team members. This includes monitoring production and quality of employees' work,… more
- Wells Fargo (New York, NY)
- …state, agency, legal, regulatory and Corporate Policy requirements. + Oversee the Front Line 's execution and challenge appropriately on surveillance and market ... Fargo is seeking a **Lead Compliance Officer** in Corporate Risk as part **Trade Surveillance Oversight** Team ....timely remediation of issues, deficiencies or regulatory matters regarding front line oversight + Develop, oversee, and… more
- American Express (New York, NY)
- …**Program Governance:** + Support the development and maintenance of an overall 1 st line of defense GMNS Financial Crime Risk Framework inclusive of risk ... expectations. + Support the effective governance of 1 st line Financial Crime risk for GMNS Business...+ Coordinate financial crimes training and awareness programs for front - line staff. + Maintain detailed documentation and… more
- ABM Industries (New York, NY)
- …Partner with Learning & Development Team to ensure key programs are focused on front line managers and team members. + Manage and resolve employee ... line leaders and serving as a consultant to front line leaders on human resource-related issues....appropriate. + Build and maintain an environment for our Team Members that results in a high customer focused… more
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