- Wells Fargo (Charlotte, NC)
- …testing and escalated platform issues of a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported area ... Technology (CCIBT) to work on a cross-asset electronic trading platform. This team currently manages a low-latency, high throughput. cross-asset trading platform and… more
- Regions Bank (Charlotte, NC)
- …operational risk /loss events, scenario analysis, emerging risk identification, and front line risk assessments + Analyzes compliance processes and ... system. **Job Description:** At Regions, the Business Unit Operational Risk Analyst works within a given line ...policy. The analyst works as part of the first line of defense team and alongside the… more
- Bank of America (Charlotte, NC)
- …as review & challenge the Line of Business + Define the Liquidity Risk Limits and Early Warning Indicators (EWI); up- front engagement of Liquidity Risk ... together a holistic point of view across all seven risk types for the Company's CFO. The team...breach notifications to drive remediation, when necessary, by the Front Line Units. + Lead deep dives… more
- Lincoln Financial (Raleigh, NC)
- …Glance** We are seeking an AVP & Actuary, Risk Management to join the Financial Risk oversight team , which is a part of the broader Enterprise Risk ... team is focused on setting the parameters of risk management as they relate to the various financial...line partners to design and continuously improve the risk appetite framework, including setting risk limits,… more
- Wells Fargo (Charlotte, NC)
- …Oversight** **About this role:** Wells Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team under the Chief Operating Office ... (CM) is a financial industry function that collaborates with and influences front - line business groups and functions through assessment and mitigation of… more
- Bank of America (Charlotte, NC)
- …are the responsibility of EFR, including but not limited to independent review and risk assessment of front line owned processes (eg capital calculation, ... bring together a holistic point of view across all seven risk types for the Company's CFO. The team helps Bank of America grow responsibly through developing our… more
- Datavant (Raleigh, NC)
- …process improvements and clear communication of expectations. This position supports and coaches front line talent to ensure the highest level of service to ... serves as a working supervisor with oversight and management of Risk Adjustment team members. This includes monitoring production and quality of employees' work,… more
- Wells Fargo (Charlotte, NC)
- …various CIB Compliance coverage teams, a CIB subject matter expert (SME), engaging the Front Line , and liaising with enterprise functions. The role will be ... and regulatory and Corporate Policy requirements + Oversee the Front Line 's execution and challenges appropriately on...expertise and consulting for projects and initiatives with moderate risk for a business line or functional… more
- Wells Fargo (Charlotte, NC)
- …or regulatory matters regarding compliance risk management + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions ... Officer to join the CIB Macro Business Aligned Compliance Team . Learn more about the career areas and lines...and regulatory and Corporate Policy requirements + Oversee the Front Line 's execution and challenges appropriately on… more
- Wells Fargo (Charlotte, NC)
- …state, agency, legal, regulatory and Corporate Policy requirements. + Oversee the Front Line 's execution and challenge appropriately on surveillance and market ... Fargo is seeking a **Lead Compliance Officer** in Corporate Risk as part **Trade Surveillance Oversight** Team ....timely remediation of issues, deficiencies or regulatory matters regarding front line oversight + Develop, oversee, and… more