- Bank of America (Charlotte, NC)
- … team places strong emphasis on delivering world class quantitative solutions for Front Line Unit (FLU) model owners and stakeholders through a disciplined ... and automation across all these activities. **Overview of Global Risk Analytics Team :** The Consumer Model Development...strong emphasis on delivering world class quantitative solutions for Front Line Unit (FLU) model owners and… more
- Bank of America (Charlotte, NC)
- …or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations + Performs quality control ... operational or compliance risks and partners Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations + Performs quality… more
- Bank of America (Charlotte, NC)
- …and management **Desired Skills:** + Knowledge of Bank of America business processes and front end application systems + Audit or risk control risk /controls ... Senior Audit Manager - Data Quality (DQ) Audit Team Charlotte, North Carolina **To proceed with your...audit programs designed to measure and report on data risk across the enterprise. Implements and communicates Corporate Audits… more
- Wells Fargo (Charlotte, NC)
- …Banking Markets Compliance Groups. **In this role, you will:** + Advise and challenge Front line personnel related to Swap Dealer activities. + Oversee and ... agency, legal and regulatory and Corporate Policy requirements + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions… more
- Bank of America (Charlotte, NC)
- …monitor and improve processes. EIT tests processes and controls on behalf of the Second Line of Defense, Front Line Units (FLUs) and Control Functions (CFs), ... Risk Analytics and Enterprise Independent Testing** Global Risk Analytics (GRA) is a sub- line of...Oversight** The Model and Testing Standards and Oversight (MTSO) team provides standards and oversight for Global Risk… more
- City National Bank (Charlotte, NC)
- …business model adjustments. * Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and internal or ... timelines for ambitious deliverables Significant experience in driving operational change with front line to senior leadership personnel * Excellent relationship… more
- American Express (Charlotte, NC)
- …risk concepts into practical actions. **Key Responsibilities:** + Act as a compliance risk advisor to front - line business teams, helping them understand ... back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive...Fair Lending, Privacy). + Experience supporting compliance or operational risk within a business or first line … more
- TD Bank (Charlotte, NC)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team , you'll play a key role in ... management and control, supported by effective processes in alignment with risk appetite **Employee/ Team Accountabilities:** + Participates fully as a member… more
- Wells Fargo (Charlotte, NC)
- …& International COO:** Drives Market Conduct & Supervision Program, strengthening the CIB Front Line Conduct and Compliance risk management framework aligned ... financial products and services to employees and customers. The teams include: + ** Line of Business (LoB) COO (Banking, Markets, CRE):** Partners with LOB leadership… more
- PNC (Raleigh, NC)
- …within PNC's KYC (Know Your Customer) Office, housed within the PNC's Independent Risk Management Organization, you can be based in Pittsburgh, PA, Cleveland, OH, ... at manager's discretion. The KYC Office is a centralized advisory team responsible for setting enterprise-wide KYC/CDD requirements and governance framework as… more