- Bank of America (Charlotte, NC)
- …member of the Business Information Security Officer's (BISO) organization and work closely with the line of business Front Line Units (FLU) / CIO executives. ... In this role, you will be supporting a group/ team to develop a deep understanding of the business...the business in order to have specialized information security risk -based discussions. This relationship will ensure a focus on… more
- Bank of America (Charlotte, NC)
- …advisor to the Chief Compliance and Operational Risk ("C&OR") Officers of the Front Line Units ("FLU") and Control Functions ("CF") for the company and to ... of enterprise-wide anti-money laundering automated detection function and operational risk practices consistent with applicable laws, rules, regulations and… more
- SMBC (Charlotte, NC)
- …in-scope for EUC governance is a plus: (Reporting - Financial, Regulatory, Risk , Executive Management, Board; Front -Office Operations, Compliance, Capital / ... created as a partnership between Technology (AD Tech) & Risk Management (RMDAD) departments to establish a governance and...for SMBC AD's EUC tools and processes. The First Line of Defense (1LOD) EUC Governance Program partners with… more
- Bank of America (Charlotte, NC)
- …and processes + Partner effectively with senior stakeholders within GRA & EIT, Front Line Units, Technology, Audit and Compliance + Provide leadership and ... team members + Applying quantitative methods to develop capabilities that meet line of business, risk management and regulatory requirements + Understanding… more
- Wells Fargo (Charlotte, NC)
- …Oversee and challenge the execution of compliance programs by the Front Line . + Develop, implement, and monitor risk -based compliance programs and controls. ... of the broader Corporate and Investment Banking (CIB) Compliance team and requires deep expertise in broker-dealer regulations and...+ Provide regulatory compliance risk expertise and consulting for high- risk projects… more
- Wells Fargo (Charlotte, NC)
- …monitoring of business group risk -based compliance programs + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions ... Fargo is seeking a Senior Lead Compliance Officer for the Investment Solutions team within Wealth and Investment Management Compliance to focus on SEC Registered… more
- Wells Fargo (Charlotte, NC)
- …team that provides audit coverage of the controls and tools that provide the front - line protection for the Bank's critical systems and data. Given the dynamic ... acting as the Auditor-in-charge, overseeing the work of a team of Audit staff. The Enterprise Technology Audit Group...teams companywide **Required Qualifications:** + 5+ years of Audit, Risk experience, or equivalent demonstrated through one or a… more
- Wells Fargo (Charlotte, NC)
- …for wallet share and public company metrics + Experience working directly with front - line investment banking, markets and CRE teams + Experience driving multiple ... role, you will:** + Acts as a strategic partner to the executive team , focused on enhancing client relationships by working with coverage bankers and relationship… more
- PNC (Charlotte, NC)
- …right candidate embraces new ideas and strategies to lead teams (from the front ) through uncertainty while fostering positive continuous improvement in support of a ... o Leads and refines the staffing model for a team of payments professionals at all stages of career...payment rails, oversight requirements, staffing mix evolve. o Manages risk with common sense and keen awareness of what… more
- Weyerhaeuser (NC)
- …sustainable wood products. In this role, you will work collaboratively with our team of talented engineers and mill leadership to improve Weyerhaeuser's wood product ... Fatalities and ensure regulatory compliance. The Safety Engineer will reduce injury risk through engineering design and controls while maximizing human and process… more
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