• Lead Compliance Officer - Trade Surveillance…

    Wells Fargo (Charlotte, NC)
    …of FINRA, CFTC, NFA, FX Global Code + Surveillance exposure in fixed income, derivatives , equities and futures asset + Prior experience with trade data and ... and Corporate Policy requirements. + Oversee the Front Line's execution and challenge appropriately on surveillance and market abuse...data types and lifecycles with fixed income, municipals, and futures a plus. + Proven track record of improving… more
    Wells Fargo (09/25/25)
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