- Scotiabank (New York, NY)
- …the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance Operations & Swap Dealer CCO. + Build or perpetuate a "high ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...to verify appropriate testing is included in the GBM&T Global Compliance Testing Plan. + Align targeted… more
- Insight Global (New York, NY)
- …maintaining effective controls by assessing the firms control environment within the Global Markets division, evaluating the effectiveness of risk management ... Job Description A global banking client is looking for Internal Auditors...and communicating findings to senior management, all while ensuring compliance with relevant regulations and internal policies. This team… more
- Mastercard (Harrison, NY)
- …required. * Strong customer focus and commercial mindset * Payment Reconciliation, Compliance , Operations industry knowledge is highly preferred * Proven ability ... governments realize their greatest potential._ **Title and Summary** Vice President, Global Product Management, Payment Reconciliation Vice President, Global … more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... operations and in the design of a future-focused compliance program. This not just about implementing a new... Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... operations and in the design of a future-focused compliance program. This not just about implementing a new... Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... operations and in the design of a future-focused compliance program. This not just about implementing a new...management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make… more
- Zurich NA (New York, NY)
- …of Zurich Group Compliance frameworks across our US and Canadian operations , ensuring alignment with global standards and local regulatory expectations. This ... with global standards and local regulations. + You will lead compliance risk assessments, identifying, assessing, and managing risks through effective… more
- Bank of America (New York, NY)
- …(Sole Prop, Estates, Trusts) * Experience in any of the following areas: Operations /Finance/ Risk / Compliance * Strong technical and data analytical skills ... Operations Lead Charlotte, North Carolina;New York, New York...responsibilities include identifying, analyzing, and resolving complex problems, ensuring compliance with policies, and identifying opportunities to improve process… more
- CH Robinson (New York, NY)
- …Lead the development, implementation, and maintenance of US export (EAR/ITAR) and OFAC compliance programs across global operations . + Create, maintain, and ... this role, you will lead, coordinate, and enhance our global compliance programs, with a specific focus.... + Serve as a strategic advisor on sanctions risk , transaction-level red flags, and compliance issues… more
- The Hartford (New York, NY)
- …GA) 3 days a week (Tuesday through Thursday). The Account Manager, as part of Global Specialty Operations , will serve as a critical partner to the Property ... service experience on behalf of the company + Careful adherence to compliance standards and excellent maintenance of account files, underwriting documentation +… more