- Bank of America (New York, NY)
- …Coordinate pilot exercises and/or proof-of-concepts on behalf of Global Markets Operations - lead engagement with Technology, Compliance and Front Office ... the new Industry & Market Solutions Group (IMSG) within Global Markets Operations (GMO). The IMSG team...outside of Operations eg, Front Office, Technology, Compliance , Risk Management. + Able to work… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Lead Systems Operations Engineer to provide **Applications** **Support - Risk / Position Applications stack** . To ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Publicis Groupe (New York, NY)
- …is not in our DNA. https://www.bartleboglehegarty.com **Overview** We are currently seeking a full-time Global Operations Lead to join our team in our NY office, ... like the sensible thing to do. But the greater risk is failing to stand out. We believe in...work on the Power of One Goodyear account. The Global Operations Lead is responsible for the… more
- JPMorgan Chase (New York, NY)
- …Positioned on the equities electronic trading desk, you will oversee the daily operations of our Direct Market Access (DMA) business. This involves engaging with ... and alternative trading systems (ATSs), while collaborating closely with the firm's compliance and business control management teams to ensure adherence to control, … more
- CIBC (New York, NY)
- …identified deficiencies, or to enhance the overall effectiveness of the Compliance program; + Collaborating with Technology, Regulatory Operations and ... Officer is primarily responsible for 1) advising CIBC's global Swaps OTC Derivatives businesses on CFTC, SEC, and...assessments of US regulatory requirement group topics to determine risk ratings under CIBC's Regulatory Compliance Management… more
- Coinbase (Albany, NY)
- …supported. The CX Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory ... emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking...requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst, Compliance Operations … more
- SMBC (New York, NY)
- …to the President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...of various committees such as the New Product, Underwriting, Risk Management, Compliance , IT Risk … more
- Citigroup (Getzville, NY)
- Citi Market Operations and Operations Technology is currently at a pivotal point in its evolution and journey to implement a target operating model. We take ... diversity of thought and inclusion. We are a dynamic, global , and diverse Organization, with a presence in over...in over 60 Countries; covering all front post execution Operations teams including product aligned Middle Office groups, Settlements,… more
- Bloomberg (New York, NY)
- …Officer - Indices/ Benchmark Administration Location New York Business Area Legal, Compliance , and Risk Ref # 10044966 **Description & Requirements** Bloomberg's ... person with indices and benchmarks experience to join the global Index Compliance team in New York...compliance matters + Experience of identifying and managing risk , including risk framework and issue management… more
- Marex (New York, NY)
- …supervision. + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. Salary Range: $225,000 ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market...(http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide… more