- Scotiabank (New York, NY)
- …Audit provides enterprise-wide, independent, and objective assurance over the design and operations of the Bank's internal controls, risk management and ... committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- TD Bank (New York, NY)
- …in day-to-day activities, operations , products, and services, and is operating within risk appetite. As part of the key accountabilities of the role, the Senior ... interaction model with business partners, other G&C leads, and Risk and Control Partners such as Compliance ...risk and delivers world class service to our global client base. Additionally, ensures the Business adequately consider,… more
- BlackRock (New York, NY)
- …Our investment software combines risk analytics with portfolio management, trading, compliance , and operations tools on a single platform to power informed ... investment cycle, including pre-trade decisioning, order management, trading, investment operations , risk management/ compliance /oversight, closed-book accounting,… more
- TD Bank (New York, NY)
- …activities, operations , products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and ... infrastructure an in alignment with risk appetite + Ensures business operations are in compliance with applicable internal and external requirements (eg,… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Scotiabank (New York, NY)
- …activities and decisions. + Manage trading inventories and generate trading revenues in compliance with limits and the bank's risk profile. + Actively pursues ... of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk . + Champions a high performance… more
- Wells Fargo (Forest Hills, NY)
- …digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Tompkins Community Bank (Ithaca, NY)
- …financial strategy. Reporting to the CFO, this position oversees treasury operations , financial risk management, investments, and financial planning and ... and ensuring compliance with financial policies and procedures. + Financial Risk Management- Oversee the company's financial risk modeling and risk… more