- Citigroup (New York, NY)
- …approach across cross functional teams. + Knowledge of best practices in Operational Risk , Compliance , Credit and Financial Operations . + Advanced analytical ... of leadership experience in large global financial firms. + Deep global risk assessment and mitigation leadership experience across financial services +… more
- SitusAMC (New York, NY)
- …which provides technology, operations , and functional services across the Group. **About Global Risk ** The Global Risk function is responsible ... challenge to support the Firm in its commercial objectives. Global Risk works closely with business units...Investment Bank and Corporate Bank where appropriate for Legal; Compliance ; Operations ; IBD; etc. in support of… more
- TD Bank (New York, NY)
- …("FCRM") program that meets regulatory requirements and mitigates financial crime risk . This involves providing guidance on regulatory compliance , close ... transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program development.… more
- American Express (New York, NY)
- …an impact, and together, you will help us define the future of American Express. The Global Risk & Compliance Organization is an independent risk ... in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall … more
- TD Bank (New York, NY)
- …more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** The Global Sanctions, ... including satisfaction of US specific requirements promulgated by OFAC, Global Affairs Canada, and support for sanctions compliance...with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support… more
- Scotiabank (New York, NY)
- …control, finance, compliance , and audit teams in multiple geographies; presenting risk management findings at local and global committees, and regulators. ... at the US New Initiative Assessment (NIA) committee. Work as part of a Global Risk Management team encompassing TFRM, Counterparty Credit Risk , Exposure… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... operations and in the design of a future-focused compliance program. This not just about implementing a new...routines. **Key Responsibilities:** + **Lead portions of the enterprise compliance risk assessment, including risk … more
- TD Bank (New York, NY)
- …Risk Management, or related field.** + **Minimum of 8-10 years of experience in compliance , risk , or business operations within financial services or a ... a mission to build a more resilient and scalable compliance risk management function. As part of...in fast-paced environments, and has a strong grasp of compliance operations .** **This role will not have… more
- Coinbase (Albany, NY)
- …inform business decisions. You will serve as the subject matter expert in technology risk management operations , and will make these applicable and usable for ... emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking...2 LoD risk management function and/or Governance, Risk , and Compliance organization. * Risk… more
- Scotiabank (New York, NY)
- …Audit provides enterprise-wide, independent, and objective assurance over the design and operations of the Bank's internal controls, risk management and ... in capital markets risk management environment. + Working knowledge of the operations and regulatory environments for each unit as applicable. + Ability to work… more