- Scotiabank (New York, NY)
- Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 230322 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range ... and objectives. This individual must ensure all activities are conducted in compliance with governing regulations, internal policies, and procedures . This… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 ... reputational risk of Aflac and help to reinforce Aflac Global Investment's culture of compliance . + Oversee...in the drafting, review, and updating of the firm's Compliance Manual, policies and procedures , and key… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer...to verify appropriate testing is included in the GBM&T Global Compliance Testing Plan. + Align targeted ... the team's business strategies and objectives. Ensures all activities conducted in compliance with governing regulations, internal policies and procedures . The… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory ... compliance across TDS in accordance with the Global Compliance Operating Framework. The team is accountable for promoting regulatory compliance by… more
- Corning Incorporated (Corning, NY)
- Manager , Auto MCE LS Regional Trade Compliance ...an integral part of the business teams to ensure global trade compliance policies and procedures ... organization for a specific Corning Business. This individual will deploy Trade policy & procedures defined by the Trade Compliance COE. The deployment of these… more
- TD Bank (New York, NY)
- … Compliance Audit and Exam Manager will assist in US and Global Compliance projects as necessary.** **Please review the preferred background & experience ... 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and… more
- TD Bank (New York, NY)
- …team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Manager - Compliance Programs Governance is responsible for leading the ... development, implementation, and continuous improvement of compliance policies and procedures to ensure adherence...as you consider this opportunity.** **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops… more
- American Express (New York, NY)
- …define your own path. Find your place in risk and analytics on #TeamAmex. Global Compliance and Ethics (GCE), is responsible for establishing and maintaining a ... a team environment and independently drive results + Certified Regulatory Compliance Manager (CRCM) Certification **Qualifications** Salary Range: $90,000.00 to… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to proactively prepare for audit ... senior compliance stakeholders and audit partners. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a… more
- ITT (Seneca Falls, NY)
- …and energy markets. **Position Summary** This position is responsible for Trade Compliance processes, procedures , and performing daily activities to support the ... $151,900 Plus Benefits and Incentive Plans. Connect With Us! (https://careersenus-itt-inc.icims.com/jobs/14882/trade- compliance - manager /job?mode=apply&apply=yes&in\_iframe=1&hashed=-1834443231) _ITT Inc. is an Equal Opportunity… more