- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Global -Markets-Non-Financial-Regulatory-Reporting--GM-NFRR--Operational-Monitoring\_25004657) **Job Description:** At Bank of America, we are… more
- S&P Global (New York, NY)
- …on personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to the Policy's ... there is an effective or potential conflict of interest. Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:**… more
- S&P Global (New York, NY)
- …Role:** **Grade Level (for internal use):** 13 **The Team:** The Regulatory & Compliance Commercial team focuses on driving growth and expanding our solutions to ... Onboarding background, to drive engagement and business success across our Counterparty Manager product suite, which includes solutions such as CLM Pro, Onboarding… more
- S&P Global (New York, NY)
- …on personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to the Policy's ... there is an effective or potential conflict of interest. Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:**… more
- S&P Global (New York, NY)
- …on personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to the Policy's ... there is an effective or potential conflict of interest. Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:**… more
- Bloomberg (New York, NY)
- …to our communities as evidenced by our award-winning pro bono program. The Global Compliance team provides coverage of Bloomberg's regulated entities and ... Operational Risk Manager - Regulatory Mapping - 12 month contract...looking for an experienced person to work with our Global Compliance Practices team. **What's The Role?**… more
- TD Bank (New York, NY)
- …infrastructure to support clients and applications by following standards, policies and procedures in compliance with IT Disaster Recovery Plan + Identifies, ... details for this role. **Job Description:** **Preferred Qualifications** **Team Summary** Global Transaction Banking (GTB) is a key growth business within TDS… more
- ASM Global (Buffalo, NY)
- LEGENDS & ASM GLOBAL Two powerhouse companies have joined forces to redefine excellence in sports, entertainment, and live events. Together, we combine unmatched ... expertise with a global reach, offering an end-to-end solution across all areas...League. THE ROLE Reporting directly to the Assistant General Manager , the Director of Concessions - Local Eats is… more
- Marriott (New York, NY)
- …ensures compliance with all applicable laws, regulations and operating procedures . **CANDIDATE PROFILE** **Education and Experience** * High school diploma or ... properly maintained and secured for the required length of time. * Ensures compliance with procedure for accessing, reviewing, and auditing employee files and… more
- BMO Financial Group (New York, NY)
- …services to issuing and/or investor clients, including access to major global markets across asset classes including: debt, foreign exchange, interest rate, ... complexity of transactions and related risk (credit, market, operational, legal / compliance , etc.). + Helps colleagues with the presentation of information and… more
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