- Coinbase (Sacramento, CA)
- …day, as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We ... negotiation skills preferably developed within the traditional prime brokerage, securities financing, and/or derivatives sectors. A sense of curiosity, flexibility… more
- JPMorgan Chase (Corte Madera, CA)
- …+ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or ... starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High school degree, GED, or foreign...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
- Mizuho Corporate Bank (San Francisco, CA)
- …activities throughout the region with an extensive range of capital markets and lending capabilities and an integrated team of coverage, advisory and product bankers ... management and strategic transaction development to execute banking and securities mandates and originate idea generation for potential acquisitions, divestitures… more
- JPMorgan Chase (San Diego, CA)
- …degree, GED, or foreign equivalent + Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 ... adhering to policies, procedures, and regulatory banking requirements **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd Frank/Truth in … more
- JPMorgan Chase (Redwood City, CA)
- …required training. + High school degree, GED, or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63 ... adhering to banking policies, procedures, and regulatory requirements. **Dodd Frank/Truth in Lending Act** This position is subject to the Dodd Frank/Truth in … more
- JPMorgan Chase (San Francisco, CA)
- …technologies **Required Qualifications, Capabilities and Skills:** + Five plus years of lending or credit support related experience with a focus on business ... expertise and strong transaction execution skills + FINRA Series 79, 63 and Securities Industry Essentials licenses required or must obtain within 180 days of hire… more
- JPMorgan Chase (San Francisco, CA)
- …Bank subsector and industry coverage, Private Bank, Investment Banking and global partners. **Required Qualifications, Capabilities and Skills** + Bachelor's degree ... Commercial Banking's business model, products, and clients + Direct lending or credit supported related experience with a focus...Strong knowledge of regulatory and control framework + FINRA securities licenses 79 and 63 are required for the… more
- JPMorgan Chase (Palo Alto, CA)
- …also useful but not required. Knowledge of issues relating to securities -based compensation (restricted stock, employee stock options, performance share units, ... will need to learn about the various products and platforms (investment, banking and lending ) available to our advisors across JPMWM in order to identify issues and… more
- JPMorgan Chase (San Francisco, CA)
- …Management experience in a Commercial Bank setting, specifically leading a commercial lending sales team with proficiency in building and maintaining positive client ... judgment with the ability to multitask + FINRA Series 79, 63, 24 and Securities Industry Essentials licenses required or must obtain within 180 days of hire… more