- TD Bank (New York, NY)
- …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... processes for Compliance-owned findings. The Compliance Audit and Exam Manager will assist in US and Global ...We Are:** TD is one of the world's leading global financial institutions and is the fifth… more
- American Express (New York, NY)
- …assurance and risk professionals have diverse backgrounds including internal controls , consumer compliance, technology, operational risk, financial accounting, ... **About the Role:** We are seeking an experienced Audit Manager with a strong interest and expertise in capital...to understand the data behind key processes, risk and controls to develop analytic control tests and… more
- TD Bank (New York, NY)
- …operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... **Job Description:** **The** **Business Execution, Strategy and** **Intelligence** **Senior Manager is a direct report to the US Head...We Are:** TD is one of the world's leading global financial institutions and is the fifth… more
- HSBC (New York, NY)
- …our communities and the planet we all share. The Junior Multi-asset Portfolio Manager / Investment Manager Due Diligence Analyst is responsible for assisting in ... multi-asset portfolios, performing due diligence of third party investment manager and proprietary strategies, supporting business development initiatives and… more
- TD Bank (New York, NY)
- …are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals, and physical ... organization, and enterprise as appropriate. The **Employee Experience Senior Manager ** will lead and enhance the employee experience within...We Are:** TD is one of the world's leading global financial institutions and is the fifth… more
- Citigroup (New York, NY)
- Citigroup Global Markets Inc. seeks a Business Manager for its New York, NY location. Duties: Document, drive, and track multiple complex and interdependent new ... experience in the job offered or in a related occupation implementing E-trading control framework within the financial services industry. Employer will accept… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and ... team members to enhance skills and capabilities. + Consider risk, internal controls and compliance as part of day-to-day accountabilities and adhere to policies… more
- American Express (New York, NY)
- …and external regulatory frameworks. **The Key responsibilities are as follows:** The Manager of Enterprise Compliance Advisory & Practices will interact with the ... defense ("1LOD") Business Unit ("BU") Compliance Teams (within the Governance & Control Offices) in several critical areas related to compliance risk management. +… more
- CDM Smith (Buffalo, NY)
- …a strategic, hands-on, and results-driven Chief Financial Officer (CFO) to lead our global financial operations. The CFO will be a key member of the ... cascading to the senior financial management to ensure achievement of financial objectives. * Oversees global budgeting, forecasting, cash flow, and … more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more