- JPMorgan Chase (New York, NY)
- …and remediation. **Job Responsibilities** + Serve as a trusted control advisor to the Front Office , preparing it for examinations and audits. + Liaise with other ... JPMorgan Chase. If you are looking to make a global impact in a fast-paced and dynamic environment- you've...functions to represent the Front Office 's interests in control and regulatory… more
- Tradeweb (New York, NY)
- **Company Description** Tradeweb is a global leader in electronic trading for rates, credit, equities, and money markets. As financial markets become increasingly ... interconnected, our technology enables efficient, multi-asset trading on a global scale. We serve more than 3,000 clients in...This person's primary responsibility will be to serve as front line point of contact for clients executing trades… more
- TD Bank (New York, NY)
- …Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance data quality framework ... lead the Surveillance Data Quality Team. This is a global role, the incumbent will work with the Trade...will work closely with the CDO, Compliance Technology, and Front Office Technology teams design, build and… more
- JPMorgan Chase (New York, NY)
- …to facilitate derivative trading. We coordinate with internal stakeholders such as the front office , risk groups, legal and operations when negotiating the ... in place before trading is enabled. **Job summary:** As an Investor Support Negotiator Master of Trading Agreements within the Asset Management Investment Platform… more
- Wells Fargo (New York, NY)
- …**Desired Qualifications:** + Knowledge/Skills/Ability Knowledge and understanding of capital markets: front office technology and systems + Self-motivated to ... role:** Wells Fargo is seeking a Lead Systems Operations Engineer to provide **Applications** ** Support - Risk / Position Applications stack** . To support for… more
- Robert Half Finance & Accounting (New York, NY)
- …office perspective serving as an independent oversight function distinct from the front office . This role is primarily responsible for market risk management, ... recruiting for Metals Market Risk Analyst role for a Global Commodity Trading firm based in midtown Manhattan New...they materialize. * Provide strategic insights and recommendations to Front Office to promote sound and responsible… more
- JPMorgan Chase (New York, NY)
- …technology stack **Preferred qualifications, capabilities, and skills** + Experience in managing a front office trading support team + Managed a trading ... the core of our business services. As a Technology Support Lead in Electronic Trading Technology, you will play...strength and the diverse talents they bring to our global workforce are directly linked to our success. We… more
- Aflac (New York, NY)
- …: Work in collaboration with senior team members of private asset operations to support front office portfolio management team responsible for private debt ... managed internally and externally. The position will work in support for all middle and back office .... Communicate timely and in a detailed manner with front office , data management, legal, operations and… more
- Bank of America (New York, NY)
- …Client (KYC) periodic refresh and remediation requirements. We work in close collaboration with Global Markets Sales to support the Bank's global regulatory ... we serve. Bank of America is committed to an in- office culture with specific requirements for office -based...it relates Client Due Diligence (CDD) documentation collection, with support from Operations and Global Financial Crimes… more
- Scotiabank (New York, NY)
- …**Purpose:** Senior Manager, Business Risk, contributes to the overall success of the front office /business controls for US Global Transaction Banking ... Basel III, FRTB, Regulation D and Regulation W; + Point person for front office business on operational/process, risk and compliance issues with the… more