- SMBC (New York, NY)
- …group companies in New York, London, and Hong Kong. This role will closely partner with Front Office , Back Office , and Technology to deliver on the business ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...Work with relevant stakeholders (including but not limited to Front Office , Technology, Compliance, Risk) to deliver… more
- HSBC (New York, NY)
- …Services (MSS), Non-Financial Risk (NFR) team is a function that sits within the MSS Front Office and is present in all regions that HSBC operates global ... Product Risk you will: + Develop an understanding of global market products, the regulatory environment that oversees them...+ Able to articulate business requirements on behalf of front office practitioners and an ability to… more
- CIBC (New York, NY)
- …SEC Security Based Swaps Dealer and the CFTC Swap Dealer; 2) collaborating with Front Office and Technology personnel on developing and implementing solutions to ... of the Compliance program; + Collaborating with Technology, Regulatory Operations and front office personnel on the development and implementation of solutions… more
- SMBC (New York, NY)
- …CDAO and key business and functional units-including Risk, Finance, Compliance, and the Front Office . This is a high-impact, hands-on leadership role responsible ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...and Leasing Co., Ltd. The Chief Data & Analytics Office (CDAO) at SMBC Americas Division is driving a… more
- TD Bank (New York, NY)
- …Collaborate with Trade Surveillance teams, CDO, Compliance Technology, and Front Office Technology on surveillance data quality issues. Support the Data ... (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance...Compliance's good governance depends on us. The Senior Compliance Office provides advice, guidance and support to… more
- IHG (New York, NY)
- …revenue optimization. This position requires collaboration with departments such as Revenue and Front Office , and a dedication to client service and operational ... links and communicate effectively with clients. + Coordinate with Front Office and Housekeeping to manage group...support sell-out/walk strategies in collaboration with Revenue and Front Desk teams. + Monitor Nor1 and upsell tools… more
- Scotiabank (New York, NY)
- …deploy components using vendor (ION) API in Java + Interface with Capital Markets Front Office users (Traders and Sales) to gather requirements, demo new ... committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and...for Fixed Income + Experience interfacing with Capital Markets Front Office users + Experience with Messaging… more
- Delaware North (Buffalo, NY)
- …opportunity to develop leadership skills and learn to lead operations teams in the Front Office , Housekeeping, Service Express, Events, and Sales. If you enjoy ... to lead and develop operations teams. + Coordinate daily responsibilities with the front desk and housekeeping staff to ensure the highest levels of guest service.… more
- TD Bank (New York, NY)
- …features and improvements based on risk, impact, and value. + Work with Front Office , Compliance, Surveillance, Legal, and Risk to capture voice recording ... of our voice recording platforms supporting our Wholesale Finance Global Markets business. This role centers on infrastructure design,...with Enterprise Voice and turret platforms (IPC, Cisco) to support hard and soft voice endpoints. + Work with… more
- TD Bank (New York, NY)
- …Capital Markets. **Responsibilities:** + Provide day-to-day strategic advice and guidance to front office and relevant control functions regarding (i) public and ... Assist in the development and build out of a global Investment Banking Compliance program and Control Room across...Assist with development and delivery of training program for front office personnel and relevant control personnel.… more