- TD Bank (New York, NY)
- …this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Head of Financial Crime Risk Management (FCRM) Advisory, TDS (US) leads and ... policies documents to assess compliance w/ legal, regulatory & internal requirements for each line of business + Employs...and sanction risks & present to CFCRMO, General Counsel, Audit Committee, CEO Management Committee & senior management +… more
- SMBC (White Plains, NY)
- …application audits, ensuring work is performed in accordance with IIA standards and Internal Audit Department (IAD) policies and procedures, and (ii) supporting ... areas of coverage for planning, development, implementation, and maintenance of an internal audit program covering technology related areas across the Americas… more
- TD Bank (New York, NY)
- …for this role. **Line of Business:** Technology Solutions **Job Description:** The Head of Platforms and Technology, Governance and Control, Control Lead is ... on all Cyber and Technology controls in P&T. Lead internal control reviews, aligned to TD standards for Cyber...includes expertise in the areas of control testing and audit , operational risk management (ORM), Technology Risk and IS… more
- SMBC (New York, NY)
- …technology audits, ensuring work is performed in accordance with IIA standards and Internal Audit Department (IAD) policies and procedures, and (ii) supporting ... and other related technology controls. Reporting to the Cybersecurity Audit Team Head , the Audit ...coverage for planning, development, implementation, and maintenance of an internal audit program covering cybersecurity and technology… more
- Coinbase (Albany, NY)
- …and annual SEC filings by all relevant parties, including the Disclosure Committee, Audit and Compliance Committee, external auditors, and internal and external ... day, as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We… more
- TD Bank (New York, NY)
- …Global Control Room to senior leadership / governance and Boards. Assist the Global Head and key stakeholders with leading oversight / governance committees ... initiatives & programs. The successful hire will assist the Global Control Room Head and the GCR...and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data,… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position:** Director, Global Markets Oversight, US FCRM TDS Business Oversight **Reports to:** AVP, ... Head of FCRM Oversight, TD Securities, US **Position Summary**...crime risks of new products and mandates. The Director, Global Markets Oversight, is responsible for supporting the firm's… more
- S&P Global (New York, NY)
- …role reports to the Head of Technology Risk and Governance in the Global Digital Technology Organization. The Head of Technology Risk and Governance drives ... **About the Role:** **Grade Level (for internal use):** 11 **The Team:** Digital Solutions (DS)...service enabling people, functions, and divisions. We drive S&P Global to Power the Markets of the Future by… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing ... the Global Ethics and Compliance Program in order to ensure...even in difficult conversations, addressing any challenges tactfully and head -on, and engendering trust both throughout the NYU community… more
- JPMorgan Chase (New York, NY)
- …engines are managed by highly specialized independent teams, backed by the global reach, vast resources and robust governance of JP Morgan Asset Management. ... Vice President within the Valuations Team of JP Morgan Asset Management's Global Alternatives Group, you will be responsible for reviewing private market investment… more
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