- TD Bank (New York, NY)
- …Oversight** + Assist with developing and overseeing the Compliance Monitoring program . + Collaborate with colleagues globally to develop and enhance ongoing ... + Assist with the development of the Compliance Oversight program . + Evaluate and support first line testing efforts...+ JD desirable but not required + Knowledge of global financial institutions' operational, financial, sales and trading, and… more
- EBSCO Information Services (Albany, NY)
- EBSCO Information Services (EBSCO) delivers a fully optimized research experience, seamlessly integrated with a powerful discovery platform to support the ... information needs and maximize the research experience of our end-users. Headquartered in Ipswich, MA,...individuals whose diverse perspectives will help us achieve this global , inclusive mission. Join us to help make an… more
- American Express (New York, NY)
- …this role?** This role is for an Instructional Designer/Developer within the Global Regulatory Learning team. The position is responsible for the end-to-end design, ... focuses on delivering enterprise-wide learning solutions in collaboration with global stakeholders. Key responsibilities include conducting training needs assessments,… more
- HSBC (New York, NY)
- …trade and transaction reporting + Assist in managing the delivery of all global operational changes related to OTC Derivatives regulations (CFTC, CSV and SEC SBSR) ... + Work with Operations Regulatory Project Managers responsible for other global regulation (EMIR, HKMA, etc.), as appropriate, to ensure global compliance and… more
- TD Bank (New York, NY)
- …sits in Core Compliance and covers the TDS US businesses and certain global businesses, working with regional testing teams across the globe. This Compliance Officer ... will also support other aspects of the Core Compliance program as needed. Compliance Monitoring and Testing + Develop...experience with a registered US broker dealer, regulator, or global financial organization. + JD desirable but not required… more
- New York University (New York, NY)
- …planners to teach financial planning graduate courses part-time in its degree program . The Division is actively seeking candidates who have experience working with ... Data Analytics * Money and Relationships * Personal Finance Analytics * Research Applications in Financial Planning * Retirement Planning Strategies Division of… more
- Dow Jones (New York, NY)
- **About Us:** **Dow Jones is a global provider of news and business information, delivering content to consumers and organizations around the world across multiple ... Journal, America's largest newspaper by paid circulation; Barron's, MarketWatch, Mansion Global , Financial News, Investor's Business Daily, Factiva, Dow Jones Risk &… more
- MUFG (New York, NY)
- …support fostering such mindset, the bank provides several development opportunities such as global rotational program by leveraging our global network ... Organization, this role is also expected to hold a global mindset and adaptability ot the diverse culture. To...plans for investment and IRS hedging activities. + Conduct research on financial markets, economies and policies and their… more
- TD Bank (New York, NY)
- …high quality transaction outcomes and long-lasting relationships. Our M&A Analyst program offers an exciting opportunity to gain valuable hands-on experience and ... you will: + Participate in an immersive orientation and rigorous technical training program that is focused on building a strong foundation in financial analysis,… more
- TD Bank (New York, NY)
- …+ Interacts with control functions within the organization + Conducts meaningful research , analysis, and assessment of Compliance program activities at the ... impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - it's about… more