- TD Bank (New York, NY)
- …all matters of confidentiality + Analyzes service delivery issues and conduct internal /external research projects and/or contribute to audit reviews; run ... details for this role. **Job Description:** Preferred Qualifications **Department Overview:** Global Payment and Deposit Solutions (GPDS) builds and transforms the… more
- TD Bank (New York, NY)
- …activities and committees for fraud, insider and conduct risk, as well as audit and regulatory engagement across our broader team. This is an individual contributor ... stakeholders on materials and presentations, membership and minutes, as well as leads Audit / Regulatory and Exam Management for US Fraud, Insider and Conduct risk… more
- JPMorgan Chase (Brooklyn, NY)
- …part of this talented team, you will learn all about the Transfer Agency world and be " Audit Ready" at all times. Does any of this excite you? Then you might be a ... learn all about the Transfer Agency world and be " Audit Ready" at all times. **Job responsibilities:** + Work...to meet customer needs; develop effective working relationships with internal and external customers; continually search for ways to… more
- Deloitte (New York, NY)
- …practice. We are seeking professionals who want to build off their existing audit knowledge and use such knowledge on exciting advisory projects that add great ... encourages team members to take initiative and seek on-the-job learning opportunities. Audit & Assurance services are focused on engagements related to independent… more
- TD Bank (New York, NY)
- …other TBM teams and other stakeholders to respond to regulatory inquiries and Audit requests + Interface with Internal and External Auditors/Examiners as needed ... desk-based supervision support, supplemental trading supervision and project support. Global Markets Supervision (GMS) provides First Line supervision accountabilities… more
- TD Bank (New York, NY)
- …evolving regulatory requirements to and assesses potential impacts + Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of risk ... special projects, including assisting with adherence to enterprise-wide initiatives including global policies and governance. + Assist with regulatory and audit… more
- Zurich NA (New York, NY)
- …HQ in Switzerland to align on accounting and reporting conclusions, ensure internal controls over financial reporting are in place and operating effectively, and ... Unit/management reporting, quarterly IFRS submissions to Corporate HQ, statutory filings, audit report preparation, footnote preparation) + Overseeing day to day and… more
- Grant Thornton (New York, NY)
- …industry related certifications required. + Preferred experience in management consulting, internal audit , regulatory compliance, and/or forensic engagements. + ... include: + Reviewing construction contracts, financial statements, job cost reports, internal policies, and process maps to identify cost savings, process… more
- MUFG (New York, NY)
- …Latin America, and Canada and function as the liaison with regional and global HR functions. Leads the strategic design and implementation of major regional HR ... Resource Strategy - In coordination with senior regional and global HR leaders, as well as regional leadership across...line of defense central point of contact (CPC), meeting internal governance and external regulatory requirements. Serve as CPC… more
- TD Bank (New York, NY)
- …is a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at ... a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality Assurance program. The Surveillance Quality Assurance Manager will… more