- SMBC (White Plains, NY)
- …compliance with regulatory frameworks such as BCBS 239, GDPR, OCC/SEC expectations, and internal audit standards + Conduct governance reviews and ensure accurate ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...execution of remediation activities related to regulatory findings and audit observations, ensuring timely closure, documentation, and sustainable control… more
- Deloitte (New York, NY)
- …encourages team members to take initiative and seek on-the-job learning opportunities. Audit & Assurance services are focused on engagements related to independent ... External Audit services, Accounting, Controls & Reporting Advisory, and Specialized...industry experience of our people, leading-edge technology, and a global network to deliver high-quality audits of financial statements… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- SMBC (New York, NY)
- …data provisioning, and defect management. + Ensure adherence to quality standards and audit requirements. + Collaborate with internal QA teams and external ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...insights on test progress, release health, and quality metrics. Audit engagement + Manage audit enquiries across… more
- SMBC (New York, NY)
- …data provisioning, and defect management. Ensure adherence to quality standards and audit requirements. Collaborate with internal QA teams and external vendors. ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...insights on test progress, release health, and quality metrics. ** Audit engagement:** Manage audit enquiries across projects.… more
- NBC Universal (New York, NY)
- …and to support the Finance transformation roadmap (people, process, technology). + Provide audit support to both internal and external auditors. + Other duties ... The spin-off is expected to be completed during 2025. Role Purpose: Global Finance Operations (GFO) is NBCUniversal's centralized shared services team, providing… more
- Aflac (New York, NY)
- …Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 7930 About Our Company Aflac Asset Management, LLC, (dba Aflac ... Global Investments) is a wholly owned subsidiary of Aflac...and supplemental health insurance company balance sheets utilizing both internal teams and external third party asset managers. Job… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance ... across TDS in accordance with the Global Compliance Operating Framework. The team is accountable for...enhancements. + Issues Management: Track and manage Regulatory and Audit Findings related to surveillance to ensure that such… more
- HSBC (Buffalo, NY)
- …is a senior role facing off with senior executives in Risk, Compliance including Global functions and LOBs. This role is accountable for leading & driving business ... operational performance across Risk and Compliance, while driving activities/ performance of global programs and regional teams within the US Risk and Compliance… more
- Citigroup (Queens, NY)
- …Wealth impact. + Drive robust data driven process to proactively prepare for on internal audit , risk / compliance reviews and regulatory exams in investment and ... It has been created by combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private Bank. It serves over 500,000 clients through… more