- HSBC (New York, NY)
- …policies. Maintain HSBC internal control standards, including the timely implementation of internal and external audit findings For this role, HSBC targets a ... of equities, fixed income, liquid alternatives asset under guidance from senior Project Manager (PM), Select appropriate investment vehicles for each asset… more
- Sumitomo Pharma (Albany, NY)
- …such as literature evaluation, investigator site training, continuing education for internal staff, inspection/ audit readiness, audits, and inspections. + ... Sumitomo Pharma Co., Ltd. is a global pharmaceutical company based in Japan with key...reports according to established safety governance policies and keeping senior leadership informed of safety issues. **Job Duties and… more
- Citigroup (Getzville, NY)
- …lifecycle. + Supporting responses to inquiries from regulators, compliance assurance, and internal audit by providing data-driven analysis and documentation. + ... **Regulatory Operations Senior Data Analyst - AVP** **Team/Function Overview:** The...Ensuring Reg Ops procedures and controls adhere to Citi's Global Risk & Control and Global Regulatory… more
- TD Bank (New York, NY)
- …analysis and support for key business areas/portfolios as assigned. Proactively manages senior relationships in order to provide seasoned and deep business insights, ... partners/leaders and external parties + Serves as a source of advice to senior management in field of specialty; may lead team(s) of related specialists/experts +… more
- TD Bank (New York, NY)
- …and Front Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries ... lead the Surveillance Data Quality Team. This is a global role, the incumbent will work with the Trade...CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. + Technology & Automation: Collaborate with… more
- CIBC (New York, NY)
- …to; new business initiatives, management reporting, governance and controls and internal audit /deficiency remediations. The US Capital Markets Business ... in achieving the mandate to be a premier client-focused global bank. The US Capital Markets Business Management group...and their supporting infrastructure groups as well as their internal and external vendors, brokers and suppliers. The US… more
- Citigroup (New York, NY)
- …mobility in support of the Citi's business worldwide. With a fast-expanding global workforce, cost effective, practical mobility solutions form a key part of ... Head of Mobility and Immigration and will manage a global team of MDS specialists and will be responsible...and coordinates supplier metrics and other analytic tools to audit supplier performance; works to improve supplier performance by… more
- TD Bank (New York, NY)
- …accounts (including accruals, intercompany reconciliations, compensation) + Assisting with internal audit and governance requests, including preparation of ... a monthly package for executive reporting including variance commentaries for senior management. + Assisting with preparation, analysis, and proper documentation of… more
- TD Bank (New York, NY)
- …expertise to review and assess whether the Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, ... requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager, Governance and Control, the Manager supports Change Governance Programs across TD… more
- American Express (New York, NY)
- …effectiveness of risk programs to internal and external stakeholders, including Senior Management, Audit , the Boards of Directors, and Regulators. + Assist ... you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering...Management, including, but not limited to: OCC Heightened Standards, Internal Control booklet of the Comptroller's Handbook, Corporate and… more