- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... Assess and opine on financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the firm's FCRM program and… more
- JPMorgan Chase (New York, NY)
- Welcome to JPMorgan Chase. If you are looking to make a global impact in a fast-paced and dynamic environment- you've found the right role. You will be engaging with ... multiple internal and external partners to develop and execute on...and validate execution and closure. + Steer local and global agendas, working with regional Business Control partners to… more
- American Express (New York, NY)
- …6 Years experience in operational risk management (eg, within Risk and/or Internal Audit function) Understanding of critical operational risk management ... will help us define the future of American Express. Global Merchant & Network Services (GMNS) brings together American...and testing / QA programs to ensure regulatory and internal standards are met (eg, periodic RCSA reviews and… more
- TD Bank (New York, NY)
- …Protection Bureau (CFPB), Office of Supervision of Financial Institutions (OSFI) and internal audit to ensure compliance + Provides expert objective advice ... and escalate material compliance issues, breaches and other events to senior management and regulators and delivers extensive management reporting summarizing group… more
- Santander US (New York, NY)
- …equivalent field. - **Preferred** . + **9+** Years Risk Management, Credit Risk or Internal Audit experience. - **Required** . + **5+** Years in vendor ... NY Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our… more
- Citigroup (New York, NY)
- …opportunities across various asset classes through compelling content. As part of the global Velocity Content team, you'll play a key role in shaping and delivering ... **Client Content Delivery** + Deliver high-frequency, macro-focused written content on global financial markets, with a preferred background in Rates and/or FX… more
- Citigroup (Getzville, NY)
- …+ Support in addressing questions arising from regulators, compliance assurance and internal audit + Work with the global team lead and reporting peers in ... Ensure REG Ops's procedures and controls adhere to Citi's Global Risk & Control as well as Global...tenacious + Ability to create and deliver presentations to senior levels of management + Ability to work under… more
- Verint Systems, Inc. (Albany, NY)
- …digitize internal and client-facing services. + Ensure compliance with IT audit controls, manage data governance, and support internal /external audits across ... we believe customer engagement is the core of every global brand. Our mission is to help organizations elevate...more at www.verint.com . **Overview of Job Function:** The Senior Manager, Financials Applications, will play a pivotal role… more
- Warner Music Group (New York, NY)
- …deliverables * Ensure compliance with SOX requirements * Assist with preparing internal and external audit documentation * Maintain strong relationships with ... Job Description: At Warner Music Group, we're a global collective of music makers and music lovers, tech innovators and inspired entrepreneurs, game-changing… more
- SMBC (New York, NY)
- …related or new regulatory requirements. + Supports interactions with regulators and Internal Audit during compliance-related examinations / audits related to ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...or processes under the oversight of one or more senior team members. Incumbents are typically developing subject matter… more