- SMBC (New York, NY)
- …external auditor specifically to lead audit coverage of CFO fucntion within Internal Audit Department (IAD). The ideal candidate will be responsible for ... review and reporting. + Effectively communicate with stakeholder and audit senior management to clearly articulate ...feedback to audit team which may include internal or co-sourced internal audit … more
- TD Bank (New York, NY)
- …of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit , prepares periodic reporting to multiple stakeholders, and ... colleagues dedicated to setting new industry standards. **U.S. Compliance Audit and Exam Management manages internal audits... and Exam Manager will assist in US and Global Compliance projects as necessary.** **Please review the preferred… more
- SMBC (New York, NY)
- …technology audits, ensuring work is performed in accordance with IIA standards and Internal Audit Department (IAD) policies and procedures, and (ii) supporting ... areas of coverage for planning, development, implementation, and maintenance of an internal audit program covering cybersecurity and technology related areas… more
- TD Bank (New York, NY)
- …Workforce Management and Process Excellence is responsible for assisting with Internal Audit strategy development and delivery, leveraging the transformation ... ensure we have adequate human resources to support the Global Audit Strategy. **Depth & Scope:** +...of commitments, from initiation, execution through to completion and internal / external validation + Provides timely and effective… more
- HSBC (Buffalo, NY)
- …people, our investors, our communities and the planet we all share. The primary role of Global Internal Audit (GIA) is to help the Board and Executive ... skills through its versatile, inquisitive, and diverse team of global professionals. As our Audit Manager, Financial...and associated risks to the stakeholders and assist the Senior Audit Manager in drafting audit… more
- SMBC (New York, NY)
- …support functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal candidate will be responsible for ... audit team. + Effectively communicate with stakeholder and audit senior management to clearly articulate ...Frank, Volcker and Trading supervision + Expert knowledge of audit techniques, risk, and internal controls assessment,… more
- SMBC (New York, NY)
- …to audit team. * Effectively communicate in both oral with stakeholder and audit senior management to clearly articulate audit strategy, testing results ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...Volcker, and electronic trading framework. * Expert knowledge of audit techniques, risk, and internal controls assessment,… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Manager is accountable for ... audits for multiple, significant complex businesses, functional areas and/or global business lines + Directs, oversees, plans and executes...has an overall responsibility for the completion of the audit + Evaluates internal and external risks… more
- SMBC (New York, NY)
- …lead audit coverage of finance related Product Control function within the Internal Audit Department (IAD). The ideal candidate will be responsible for ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...products and derivatives. * Effectively communicate with stakeholder and audit senior management to clearly articulate … more
- Amazon (New York, NY)
- …objectives. Key job responsibilities - Provide strategic expertise on US and global export regulations and advise internal business customers on compliance ... future of export compliance? Amazon is looking for a Senior Export Compliance Manager who will be responsible for...Compliance Manager who will be responsible for supporting our global export compliance program and drive export control initiatives… more