- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- …and tasks based on specific instructions and with limited discretion + Support Audits, Compliance & Investigations , as required **This might be a good fit if ... The Buyer role works within our Global Procurement organization and will be part of a team of professionals focused on the requisitions of goods, supplies and… more
- Scotiabank (New York, NY)
- …with other Compliance officers outside the US to reinforce a global approach to compliance . + Operating with minimal direction. Exhibiting leadership ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00...committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and… more
- Zurich NA (New York, NY)
- …regional compliance assurance plan. + You will monitor and assess compliance incidents and breaches, supporting investigations and remediation efforts. + You ... Senior Compliance Advisor 125662 **Let's grow together!** Zurich Cover-More...North America, Europe, Latin America and Asia Pacific. Our global delivery platform provides a consistent multi-lingual service experience… more
- TD Bank (New York, NY)
- …drafting, updating, and implement relevant policies and procedures. + Provide regulatory/ compliance training. + Participate in internal investigations , respond ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...role will support the continued integration of a complex global equity platform into TD Securities (USA) LLC and… more
- HUB International (New York, NY)
- …will be a highly visible, senior leadership position, reporting directly into the Global /Executive Chief Compliance and Risk Officer, working closely with RPW ... and Risk Officer** will be responsible for assisting the Global /Executive Chief Compliance and Risk Officer in...Adviser Act of 1940; + Assist in conducting ongoing compliance reviews, internal investigations and surveillance to… more
- Coinbase (Albany, NY)
- …and delivering best in class support across multiple customer segments. The Global Compliance Operations Team is responsible for executing Compliance ... emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking...you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in adhering… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Associate Vice President for Compliance & Support Services reports directly to the Vice President for Global Campus Safety. Primary ... victim services, lost and found, internal affairs, ID and card center, records, and compliance . The AVP, Compliance & Support Services, in consultation with HR… more