- Raymond James Financial, Inc. (New York, NY)
- …Officer, you will be the strategic and operational lead for the firm's global sanctions compliance program. Reporting to the Chief AML Officer, you'll be responsible ... driving proactive risk-based initiatives to protect the firm from legal , regulatory, and reputational risk. This role sits at...+ Ensure firm-wide compliance with US OFAC regulations and global sanctions regimes (EU, UN, UK, etc.) + Manage… more
- JPMorgan Chase (New York, NY)
- …expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and ... and errors. **Job responsibilities:** + Collaborate with business partners, Legal , Compliance, Risk and other partners to perform ongoing...strength and the diverse talents they bring to our global workforce are directly linked to our success. We… more
- AON (NY)
- …accordingly. + Oversee compliance reviews, audits, and filings in partnership with legal and compliance teams. Skills and experience that will lead to success: ... best self at Aon. Furthermore, all colleagues enjoy two " Global Wellbeing Days" each year, encouraging you to take...Oversee compliance reviews, audits, and filings in partnership with legal and compliance teams. Skills and experience that will… more
- JPMorgan Chase (New York, NY)
- …+ Serve as regional (Latin America/Canada/US) lead on implementation with the firm's Legal Entities (LE) to drive compliance with firmwide climate, nature and social ... Chief Risk Officers to support ongoing governance on these risks through regional legal entity boards and risk committees + Build and maintain strong relationships… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- TD Bank (New York, NY)
- …custom credit, asset management, securities, investment advisory and insurance) through multiple legal entities (TD Bank NA, TD Private Client Wealth LLC and TD ... for a significant business or functional area across all legal entities and jurisdictions where TD operates + Provides...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- Robert Half Finance & Accounting (New York, NY)
- …In this position, you will oversee all insurance related matters for a global fleet of container vessels. The primary duties of this position include: Insurance ... alignment with corporate standards. + Collaborates across departments - including Legal , Human Resources, Technical, Finance, and Commercial teams - to manage… more
- Unity Technologies (New York, NY)
- …moment to review our Prospect Privacy Policy (https://unity.com/ legal / global -data-privacy-notice-to-prospects) and Applicant Privacy Policy ... **Remote, USA** **Senior Corporate Paralegal** Location Remote, USA Department Legal Requisition ID JOBREQ-2514546 **Role description** **The opportunity** Unity is… more
- City of New York (New York, NY)
- …for daily fulfillment of requests and office devices. Directs the service of papers and legal actions by the City in legal matters being handled by Law ... tri-state area. Responsibility also includes arranging for service in any other global location (domestic or international) as necessary. Manage, review and analyze… more
- Bloomberg (New York, NY)
- …Owner - Third-Party Risk Management Platform Location New York Business Area Legal , Compliance, and Risk Ref # 10045684 **Description & Requirements** The energy ... It's up to you to make it happen. Bloomberg's Legal & Compliance Department plays a critical role in...as evidenced by our award-winning pro bono program. The Global Compliance team provides coverage of Bloomberg's regulated entities… more