• HSBC (New York, NY)
    …the US and Americas Finance Leadership Team, senior management in Global Finance, Enterprise Risk Management, Internal Audit, External Auditors and ... Head of Finance Non-Financial Risk (NFR) Americas Brand: HSBC Area of Interest:...of all SOX activities in the region according to Global SOX framework (and local SOX framework as applicable).… more
    DirectEmployers Association (10/23/25)
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  • SMBC (New York, NY)
    …in advising and assisting team members to understand and identify related market risk associated with the products offered by Global Market Trading (ie, ... IAD's broader audit plan and assurance responsibilities across all Global Market Trading and capital market...brokers and swap dealer businesses - Strong understanding of market risk management framework for trading products,… more
    DirectEmployers Association (09/03/25)
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  • SMBC (New York, NY)
    …institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing… more
    DirectEmployers Association (10/23/25)
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  • HSBC (New York, NY)
    …regional execution with group-wide treasury strategy and collaborate effectively with business lines, Finance, Risk , and Global Markets + Have a strong ... investors, our communities and the planet we all share. Markets Treasury is the market -facing arm of...prudential safeguarding of the entities within the HSBC Group. Markets Treasury also seeks to manage risk … more
    DirectEmployers Association (10/25/25)
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  • RGP (New York, NY)
    …engagements for Banking, Insurance, and Capital Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you ... Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory...compliance, and audit remediation across banking, insurance, and capital markets . + Design and implement risk governance… more
    DirectEmployers Association (08/28/25)
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  • SMBC (New York, NY)
    …trends in the new issue and secondary trading markets for changes in market conditions that may impact the risk of SMBC's existing underwriting pipeline. ... clients. It connects a diverse client base to local markets and the organization's extensive global network....their analysis of proposed underwriting transactions and monitoring of market trends for indications of changing risk … more
    DirectEmployers Association (08/06/25)
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  • SMBC (New York, NY)
    …institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...appropriately at every level of the organization, including credit risk peers, business partners, senior executives, and… more
    DirectEmployers Association (10/09/25)
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  • Principal Financial Group (New York, NY)
    …support the Public Equities platform in the execution of the second line global investment risk management program that meets business objectives and regulatory ... and communicate emerging portfolio risks, integrating forward-looking insights and competitive market and industry trends into the investment risk framework… more
    DirectEmployers Association (10/28/25)
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  • SMBC (New York, NY)
    …institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...support the overall desk. Work with compliance, legal and risk management to broaden working knowledge of market… more
    DirectEmployers Association (10/18/25)
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  • SMBC (New York, NY)
    …institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating ... derivatives team focused on helping corporate clients manage currency risk in a rapidly evolving market . The...senior salespeople in marketing FX products and delivering risk management solutions, as well as participating in all… more
    DirectEmployers Association (10/02/25)
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